Classification of gallbladder cancer by assessment of CD8⁺ TIL and PD-L1 expression

Abstract

Background

Programmed death ligand 1/2 (PD-L1/PD-L2) expression has been established as a prognostic factor for various solid tumors and as a predictive factor for PD-1 blockade therapy, but scant data on its role in gallbladder cancer (GBC). The aims of this study were to assess the expression of PD-L1/PD-L2 and the density of CD8⁺ tumor-infiltrating lymphocytes (TIL) from GBC samples and to quantify the association between survival prognosis and these factors.

Methods

CD8⁺ TILs density and the expression of PD-1, PD-L1, PD-L2 and CD133 were assessed using immunohistochemistry in tumor specimens from 66 patients with gallbladder adenocarcinoma. These indexes were correlated with the clinicopathological features.

Results

The rate of PD-L1-positive (PD-L1⁺) was 54%, which included 18% positivity in tumor cells, and 36% in peritumoral immune stroma. High CD8⁺ TIL density (CD8^high) was observed in PD-L1⁺ GBC, and PD-L1⁺ was positively associated with PD-L2⁺ expression. Regarding prognostic factors, PD-L1⁺ expression was related to worse overall survival (OS), and CD8^high indicated better OS and progression-free survival (PFS). The combination of CD8^high with PD-L1⁺ serves as a prognostic factor for improved OS (P < 0.001) and PFS (P = 0.014).

Conclusion

Analysis of the tumor immune microenvironment based on CD8⁺ TIL and PD-L1 expression is a promising independent predictor for the clinical outcome of GBC patients.

Background

As a relatively rare cancer among Western populations, gallbladder cancer (GBC) is more prevalent in Southeast Asia and Chile [1]. Although its incidence is low, mortality due to GBC is relatively high, and the prognosis is poor [2]. The primary risk factors for GBC are gallstones, gallbladder polyps, infection, diabetes [3] and porcelain gallbladder [4]. A satisfactory prognosis of GBC depends on an early diagnosis and completed resection. However, because the early stages are asymptomatic, most GBC are discovered at clinical late or metastatic stages. Therefore, fewer than 10% of patients are eligible for curative surgery, and more than half of GBC present lymph node metastasis [5]. After surgery, most patients with GBC develop to recurrent and metastatic disease [6].

Immunotherapy has presented a marginal therapeutic option in cancer in the past two decades [7]. Recently, immune checkpoint inhibitors that target the programmed death receptor 1/ligand 1 (PD-1/PD-L1) have displayed promising antitumor effects in different types of solid tumors [8,9,10]. Various researches have confirmed that PD-L1 induces T-cell immune suppression and therefore favors tumor progression [11]; thus, expression status of PD-L1 served as a prognostic factor in various types of tumor. Moreover, immunohistochemical (IHC) evaluation of PD-L1 is thought to represent a viable method to predict PD-1 inhibitor sensitivity. PD-L2, the second of PD-1 ligand, had the ability to aggressively inhibit T cell receptor (TCR)-mediated proliferation and cytokine production by CD4⁺ T cells through combination with PD-1 in a mouse model [12]. More significantly, PD-L2 expression was reported to be strongly correlated with PD-1 inhibitor outcome [13].

Cytotoxic T lymphocytes (CTLs), an crucial role in immune responses to cancers, can recognize tumor cells in an antigen-specific manner, which primarily results from the abundant expression of several tumor associated antigens (TAAs) [14]. Thus, it is essential to assess the expression of CD8+ tumor-infiltrating lymphocytes (TILs). Moreover, CD133, a membranous surface protein, was reported to have a negative correlation with GBC patients’ prognosis [15]. Additionally, CD133⁺ GBC cells exhibited highly resistance to conventional chemotherapy. Therefore, PD-1/L1 expression status among CD133⁺ GBC patients deserves to explore to expand the possibility of PD-1 inhibitor treatment [16].

Throughout the published literatures, scant information has been reported on the expression levels of PD-1/PD-L1/PD-L2 in GBC and their correlations with the clinicopathological features of GBC and the CD8⁺ TIL status. Thus this study sought to characterize the expression of PD-1 and its ligands PD-L1/PD-L2 in a series of 66 formalin-fixed, paraffin-embedded (FFPE) gallbladder adenocarcinoma specimens and to associate these expression levels with various underlying risk factors. We also explored the relationships between immune checkpoint markers and both the tumor immune microenvironment (CD8⁺ TILs) and progenitor-like tumor cells (TCs) (CD133⁺).

Methods

Specimens and patients

FFPE tissues from primary GBC lesions with adenocarcinoma were obtained from 66 patients at Peking Union Medical College Hospital (PUMCH) between 2009 and 2014. GBC was confirmed histopathologically by gastroenterology (GI) pathologists according to the American Joint Committee on Cancer (AJCC) cancer staging system (7th edition) and the WHO classification systems. This study was approved by the local ethics committee at PUMCH, and written consent was obtained from all enrolled patients.

The following clinical and biological features were systematically collected from the PUMCH electronic medical records: patient age, gender, risk factors (e.g., gallstone, cholecystitis, diabetes, and hypertension), preoperative serum tests (liver function indexes, CEA and CA19–9), margin of tumor resection, histologic grade, TNM stage, tumor lesion size, lymph node involvement, vascular invasion by tumor, progression-free survival (PFS) and overall survival (OS).

Follow-up arrangement

Follow-up was completed on April 18, 2017, Follow-up with median of 25 months (range: 3–65 months). Disease progression events were defined as progressive changes in the typical imaging appearance on CT and/or MRI, according to Response Evaluation Criteria in Solid Tumors (RECIST) version 1.1 [17]. OS was the interval either between initial diagnosis and death or between initial diagnosis and the last observation for surviving patients. PFS was the length of time between treatment (surgery) and the occurrence of disease progression events. Data were censored at the last follow-up for living patients.

Immunohistochemical (IHC) staining and evaluation

Immunostaining was performed on FFPE specimens [18]. Serial 4-μm-thick sections were sliced and placed onto glass slides for IHC staining. The following primary antibodies were used: anti-PD-1 (mouse monoclonal NAT105, dilution: 1/50, Abcam, Shanghai, China); anti-PD-L1 (rabbit monoclonal E1L3N, dilution:1/100, Cell Signaling Technology, Danvers, MA); anti-PD-L2 (mouse monoclonal Clone#176611, dilution: 1/100, R&D Systems, Minneapolis); anti-CD8 (mouse monoclonal 4B11, dilution: 1/50, Invitrogen, US); and anti-CD133 (rabbit polyclonal ab16518, dilution: 1/100, Abcam, Cambridge, MA, USA). Secondary antibodies were added to all the sections, including negative control slides (which omitted the primary antibody treatment).

Evaluation of protein expression was performed by two independent investigators who were blinded to the clinicopathologic data. Opposing results were re-evaluated by the same investigators, who remained blinded to the clinicopathologic data and the other investigator’s opinion. If a consensus still could not be reach after the re-evaluation, a third independent pathologist who was also blinded to the clinicopathologic data performed an evaluation. The majority (two out of three) diagnosis was recorded. The eventual result was approved by at least two pathologists, and a consensus decision was reached.

Evaluation of immunohistochemical variables

A computerized image analysis system was used to evaluate density of the CD8⁺ TILs, which was comprised by a Leica DFC495 Digital Color Microscope Camera installed on a Leica DMLA light microscope (Leica Microsystems, Wetzlar, Germany) and linked to a computer. Within 400× magnification, there existed at least 8 independent and intact microscopic intratumoral fields for each slide. Five unique microscopic fields (400×) were randomly chose for each patient sample to warrant representativeness. The results were expressed as the mean (±SE) number cells per computerized 400× microscopic field (0.09975 mm²/field) [19].

PD-L1 evaluation in both GBC TCs and the peritumoral immune stroma (IS) included TILs and tumor-associated macrophages (TAMs). Samples containing ≥5% expression in any TCs were considered PD-L1 positive in TCs (PD-L1⁺ TCs). Any samples with > 1% PD-L1 expression in TILs and TAMs and simultaneous expression (< 5% or negative) of PD-L1 in TCs were defined as PD-L1 positive only in IS (PD-L1⁺ IS). The PD-L1-positive group (PD-L1⁺) included PD-L1-positive expression in TCs and IS, whereas all other samples were classified as the PD-L1-negative group (PD-L1⁻).

For CD133, positive expression was defined as ≥5% expression in TCs. For PD-L2, positive expression was defined as either > 5% in TCs or > 1% positive in peritumoral IS. Moreover, PD-1 expression was observed only in intratumoral lymphocytes, and ≥ 1% in TILs expression was defined as PD-1-positive.

Statistical analysis

SPSS software version 24.0 (SPSS; IBM, Chicago, IL, USA) was used to perform statistical analysis. Continuous variables and proportions were compared using the chi-squared, Fisher’s exact tests, and Mann-Whitney as appropriate. Correlation between marker expression levels was analyzed by the Spearman rank correlation coefficient. Univariate and multivariate analyses were based on the Cox proportional hazards regression model. In assessing the density of CD8⁺ TILs, the cut-off for stratifying subgroups was the median value. A two-tailed P < 0.05 was considered statistically significant.

Results

Patients characteristics and clinical and pathological features

The main clinical characterizes of the 66 GBC patients are listed in Additional file 1: Table S1. The patients were primarily females (38/66, 58%), and the median age was 65 years (range: 29–81). Risk factors included gallstone (n = 36, 55%), diabetes (n = 20, 30%), hypertension (n = 25, 38%) and cholecystitis (n = 43, 65%).

Tumor stage was divided into two classes according to the AJCC 7th edition cancer staging system, in which the TNM stage was I + II (n = 22, 33%) or III + IV (n = 44, 67%, 4 cases were stage IV). A total of 70% (46/66) GBC patients had lymph node metastasis. Elevated CEA levels (> 5 μg/L) were detected in 30% (20/66) of patients, and abnormal CA19–9 levels (> 34 U/mL) were found in 53% (35/66) of patients. The initial diagnosis symptom of jaundice was observed in 21% of patients (14/66).

Tumor slides containing high-level fibrotic, hemorrha-gic and necrotic components were excluded through hematoxylin and eosin (HE) staining. Poorly differentiated tumors were prevailing (58% [38/66] of cases). The detailed pathological features are described in Additional file 1: Table S1.

Over a median follow-up time of 25 months (2.1 years, range 3–65 months), 6 patients (9%) were lost to follow-up, 51 patients (77%) died, and 4 patients (6%) were still disease progression-free; these data corresponded to a 1-year OS rate of 59% (95% CI: 47–71%) and a 2-year OS rate of 38% (95% CI: 25–50%).

Expression of PD-L1 and PD-L2 and CD8⁺ TIL density in GBC

We observed two patterns of PD-L1-positive expression: positive in the membrane of TCs and positive in the peritumor IS (Fig. 1a). A subset of GBC patients (18%, 12/66, 95% CI: 8.6–27.7%) exhibited PD-L1⁺ TCs. Intriguingly, all 12 cases showed > 1% PD-L1-positive in the IS (Fig. 1b). Another 36% (24/66, 95% CI: 24.4–48.3%) of patients were PD-L1⁺ IS, in which PD-L1 was positive (> 1%) in the IS but negative (< 5%) in TCs. Overall, PD-L1-positive expression (PD-L1⁺ group, Fig. 1c) accounted for 54% of all patients (36/66, 95% CI: 42.4–66.9%).

Fig. 1

Expression of PD-L1 by gallbladder cancer (GBC) (× 200 magnification). Representative examples are shown of programmed death-ligand 1 (PD-L1) immunohistochemical staining of samples that are PD-L1-positive only in tumor cells (PD-L1⁺ TCs, a), PD-L1-positive only in immune stroma (PD-L1⁺ IS, b) and positive for PD-L1 expression (PD-L1⁺, c)

Regarding PD-L2 expression in GBC tumor tissue, 67% (44/66, 95% CI: 55.0–78.3%) of the specimens exhibited PD-L2-positive expression (> 5% positive in TCs and > 1% positive in peritumoral IS). In our cohort of patients with GBC, PD-L2-positive expression was more common than PD-L1⁺ expression.

CD8⁺ TIL density was quantified in all the GBC samples. The median CD8⁺ TIL density was 46 cells/field (range 4–275). The associations between the PD-L1⁺ TCs, PD-L1⁺ IS and PD-L1⁻ groups and the clinicopathological features of the GBC patients are summarized in Additional file 1: Table S2. We found that PD-L1⁺ GBC showed a higher probability of positive PD-L2 expression in tumor tissues (83% vs. 47%, P = 0.002) and a 1.54-fold increase in the median CD8⁺ TIL density (PD-L1⁺ vs. PD-L1⁻: 53/field vs. 34.5/field, P = 0.029), whereas no difference in density of the CD8⁺ TILs existed between PD-L1⁺ TCs and PD-L1⁺ IS (47.5% vs. 57%, P = 0.568).

Association between CD8⁺ TILs and clinicopathological parameters

Using the median value of CD8⁺ TIL density (46/field) as a cut-off, we divided the 66 patients with GBC into a CD8^high TILs cluster (n = 33, 50%) and a CD8^low TILs cluster (n = 33, 50%). The CD8⁺ TIL densities in these subgroups showed a significant discrepancy, with 74/field in the CD8^high cluster and 27/field in the CD8^low cluster (P < 0.001). The comparison of the CD8^high and CD8^low groups regarding the clinicopathological characteristics of GBC is summarized in Additional file 1: Table S2. No significant differences were observed in clinicopathological factors between the CD8^high and CD8^low TILs.

Expression of progenitor-like biomarker and clinicopathological features

We selected CD133 as a progenitor-like biomarkers. Briefly, CD133 expression was observed only in the membranes of TCs (Additional file 1: Figure S1), with a positive expression rate of 41% (27/66, 95% CI: 29–53%). However, CD133 expression was not correlated with PD-L1 expression, CD8⁺ TIL density, or post-operative survival (PFS and OS, Additional file 1: Figure S2).

Prognostic significance of PD-L1 expression, CD8⁺ TIL density and classification based on combined CD8⁺ TILs and PD-L1 expression attributes

As mentioned above, the PD-L1 expression pattern included PD-L1⁺ TCs, PD-L1⁺IS, and PD-L1⁻. Using Kaplan-Meier survival analysis, we found that PD-L1⁺ TCs was weakly associated with worse PFS (P = 0.042) but not with OS (P = 0.058, Additional file 1: Figure S3A-B), and there was no significant association among these three patterns (Additional file 1: Figure S3C-D). The PD-L1⁺ group, which included PD-L1⁺ TCs and PD-L1⁺IS, was related only with prognosis for OS and had no influence on PFS. The median OS for GBC patient with PD-L1⁺ was significantly more than that for patients with PD-L1⁻ (20.5 vs. 34.2 months, respectively; P = 0.032, Fig. 2a), while the difference in PFS time was nonsignificant (15.2 vs. 23.6 months, respectively; P = 0.062, Fig. 2b).

Fig. 2

Kaplan-Meier analysis of progression-free survival and overall survival according to PD-L1 expression (a and b), CD8⁺ tumor-infiltrating lymphocytes (TILs) (c and d), and classification based on combining PD-L1 expression and CD8⁺ TILs

Longer PFS and OS were observed in the CD8^high group than in the CD8^low group (24.6 vs. 13.2 months, respectively; P = 0.014, Fig. 2c; 34.9 vs. 20.2 months, respectively; P = 0.01, Fig. 2d). Therefore, CD8⁺ TIL density around tumor was a prognostic factor for both OS and PFS.

Importantly, we stratified our cohort into four groups through the combined evaluation of PD-L1 expression and CD8⁺ TIL density: I, PD-L1- and CD8^high (n = 12); II, PD-L1⁺ and CD8^high (n = 21); III, PD-L1⁻ and CD8^low (n = 18); and IV, PD-L1⁺ and CD8^low (n = 15) (Fig. 3a-d). Among the four groups, there were significant differences in both OS (P = 0.001) and PFS (P = 0.004) (Fig. 2e-f), wherein the patients with PD-L1⁻ and CD8^high had the best survival, and the patients with PD-L1⁺ and CD8^low TILs had the worst survival.

Fig. 3

Representative staining patterns of samples classified through combining PD-L1 expression and CD8⁺ TILs (× 400 magnification). The left panel shows the expression of PD-L1 and the right panel shows the status of CD8⁺ TILs. I: PD-L1⁻ CD8^high (a); II: PD-L1⁺ CD8^high (b); III: PD-L1⁻ CD8^low (c); IV: PD-L1⁺ CD8^low (d)

Prognostic factors

In the univariate analysis by Cox regression model, age, sex, common risk factors, AST and TBil levels, tumor size, PD-L1⁺ TCs and the expression levels of CD133, PD-1 and PD-L2 showed no prognostic significance regarding OS or PFS (Table 1 and Additional file 1: Figure S2A-F). For both PFS and OS, the significant prognostic factors included an advanced TNM stage; jaundice; completed resection; elevated serum levels of CA19–9, ALT, DBil and GGT; CD8⁺ TIL density and classification based on combining PD-L1 expression and CD8⁺ TILs. Specifically, elevated serum levels of CEA and ALP, tumor differentiation status and PD-L1⁻ expression were associated with OS (Table 1).

Table 1 Univariate analysis factors associated with PFS or OS

The multivariate Cox proportional hazards analyses included parameters were significant in the univariate analysis (based on Wald forward selection) (Table 2). Completed resection (R0 surgery), which is often considered a prognostic predictor for GBC, was an independent prognostic factor for PFS in our cohort. Advanced TNM stage and completed resection remained associated with OS and were individual independent prognostic factors for OS. Importantly, a high density of CD8⁺ TILs in combination with negative PD-L1 expression was an independent factor for prolonged OS (P = 0.002) and improved PFS (P = 0.014). We demonstrated that co-assessment of CD8⁺ TILs and PD-L1 expression has prominent prognostic significance for OS among patients with GBC.

Table 2 Multivariate analysis factors associated with PFS or OS

Clinicopathological parameters and treatment among the four subgroups

Table 3 summarizes the clinicopathological parameters of four subgroups derived from the classification based on CD8⁺ TIL density and PD-L1 expression. No clinicopathological parameters exhibited significant diversity among the four subgroups.

Table 3 Relationship of four classes based on PD-L1 expression and CD8⁺ TILs

Adjuvant therapies were administered to all 66 GBC patients. No patients in our cohort received any line treatments of immunotherapies, such as immune-checkpoint inhibitors or CAR-T cell therapies. No significant difference in post-progression treatment approaches was observed among the different subgroups (Table 3).

Discussion

Immune checkpoint inhibitors targeting the PD-1/PD-L1 pathway have exhibited potent efficacy in various solid malignancies. Clinical benefits were strongly correlated with PD-L1 expression in tumors assessed using IHC [20]. Moreover, PD-L1 expression has been demonstrated to be an important prognostic factor in several types of cancer. However, no studies have evaluated PD-L1 expression and its clinical significance in GBC patients.

The current work provides evidence that GBC patients mount a T-cell mediated immune response against TCs via the PD-1 pathway. In a cohort of 66 tumor specimens from GBC patients, 18% of the GBC samples exhibited PD-L1⁺ expression in TC membrane. By contrast, 36% of the GBC samples exhibited PD-L1 expression only in the IS. Overall, 54% of GBCs were PD-L1⁺. The PD-L2⁺ expression rate was 67% in the GBC samples and we found that PD-L2⁺ expression was positively associated with PD-L1 expression (P = 0.002), indicating possible co-expression of PD-L1 and PD-L2 (Additional file 1: Figure S4). PD-L1 positive alone was not correlated with any clinicobiological or pathological parameters except for CD8⁺ TIL density. The CD8⁺ TIL density was significantly higher in the PD-L1⁺ group than in the PD-L1- group (53/field vs. 34.5/field, respectively; P = 0.029). This phenomenon has also been observed in gastric adenocarcinomas [21], suggesting the possibility of an adaptive immune resistance mechanism.

Importantly, we stratified the entire cohort into four subgroups according to the expression status of PD-L1 and CD8⁺ TIL density and found that subgroup with CD8^high TILs and PD-L1⁻ had the best clinical outcome, whereas the subgroup with CD8^low TILs and PD-L1⁺ had the worst post-operative survival. These results highlight the importance of the linkage between CD8⁺ TIL density and PD-L1 expression in the tumor immune microenvironment. TILs are deemed as the fountain for cytokines such as interferon gamma (IFN-γ) [22]. IFN-γ is also likely to be a protagonist in the presence of PD-L1 on TCs [23]. Thorsson et al. analyzed immunogenomic data from 33 diverse cancer types consisted 10,000 tumors and discovered one immune subtype that was INF-γ dominant. The INF-γ cancer subtype was characterized by the highest CD8⁺ T cell level and an inferior survival time [24]. INF-γ has also been shown to induce PD-L1 expression in tumors or TILs [25], which is a potential mechanism of the high CD8⁺ TIL density in PD-L1⁺ GBC. Further validation studies are warranted to explore the relationship between CD8⁺ TILs density (and that of other immune cells, such as T_reg) and tumor resistance via immune checkpoints [26, 27].

A model proposed by Teng et al. [28] classified tumors as type I (PD-L1⁺ TILs⁺ driving adaptive immune resistance), type II (PD-L1⁻ TIL⁻, indicating immune ignorance), type III (PD-L1⁺ TIL⁻, indicating intrinsic induction) and type IV (PD-L1⁻ TIL⁺, indicating the role of other suppressor (s) in promoting immune tolerance). However, no studies have verified the immune characteristics and clinical outcomes of GBC. Our present results support that co-evaluating CD8⁺ TILs and PD-L1 expression is significant for the prognosis of patients with GBC.

The KEYNOTE-028 trial (NCT02054806), an ongoing, multi-cohort, phase 1b trial to test the efficacy of pembrolizumab in PD-L1 positive solid tumors, released data in the 2015 European Cancer Congress²⁶ on 24 patients with biliary tract cancer (BTC) who had PD-L1 positive tumors. The objective response rate (ORR) was 17% (95% CI, 5–39%), which showed promising efficacy in BTC treatment. Our results are meaningful for identifying potential immune related prognostic factors and aiding in the majorization of a prudent design for immune checkpoint therapy strategies against this tumor. First, the classification that combines PD-L1 expression and CD8⁺ TIL density potentially offer helpful clue regarding the prognosis of GBC patients. Second, CD8⁺ TIL density should be considered when administering immunotherapeutic strategies applying PD-1 and PD-L1 specific inhibitors to PD-L1 positive GBC. Third, the range of clinical outcomes observed in GBC patients with surgical resection and similar clinical stages can be partly interpreted by differences in the CD8⁺ TIL density and PD-L1 expression, as no significant differences in PD-L1 expression and CD8⁺ TIL density were observed among the different disease stages at presentation.

Conclusion

In conclusion, our results support the clinical significance of PD-L1 expression and CD8⁺ TIL density for patients with gallbladder adenocarcinoma. Combining PD-L1 expression and CD8⁺ TIL density provides an independent prognostic factor for both PFS and OS in GBC patients.