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Ki-67 is a valuable prognostic predictor of lymphoma but its utility varies in lymphoma subtypes: evidence from a systematic meta-analysis
- Xin He†1,
- Zhigang Chen†2,
- Tao Fu3,
- Xueli Jin1,
- Teng Yu1,
- Yun Liang1,
- Xiaoying Zhao1 and
- Liansheng Huang1Email author
© He et al.; licensee BioMed Central Ltd. 2014
Received: 13 September 2013
Accepted: 24 February 2014
Published: 5 March 2014
Ki-67 is a nuclear protein involved in cell proliferation regulation, and its expression has been widely used as an index to evaluate the proliferative activity of lymphoma. However, its prognostic value for lymphoma is still contradictory and inconclusive.
PubMed and Web of Science databases were searched with identical strategies. The impact of Ki-67 expression on survival with lymphoma and various subtypes of lymphoma was evaluated. The relationship between Ki-67 expression and Diffuse Large B Cell Lymphoma (DLBCL) and Mantle Cell Lymphoma (MCL) was also investigated after the introduction of a CD-20 monoclonal antibody rituximab. Furthermore, we evaluated the association between Ki-67 expression and the clinical-pathological features of lymphoma.
A total of 27 studies met the inclusion criteria, which comprised 3902 patients. Meta-analysis suggested that high Ki-67 expression was negatively associated with disease free survival (DFS) (HR = 1.727, 95% CI: 1.159-2.571) and overall survival (OS) (HR = 1.7, 95% CI: 1.44-2) for lymphoma patients. Subgroup analysis on the different subtypes of lymphoma suggested that the association between high Ki-67 expression and OS in Hodgkin Lymphoma (HR = 1.511, 95% CI: 0.524-4.358) was absent, while high Ki-67 expression was highly associated with worse OS for Non-Hodgkin Lymphoma (HR = 1.777, 95% CI: 1.463-2.159) and its various subtypes, including NK/T lymphoma (HR = 4.766, 95% CI: 1.917-11.849), DLBCL (HR = 1.457, 95% CI: 1.123-1.891) and MCL (HR = 2.48, 95% CI: 1.61-3.81). Furthermore, the pooled HRs for MCL was 1.981 (95% CI: 1.099-3.569) with rituximab and 3.123 (95% CI: 2.049-4.76) without rituximab, while for DLBCL, the combined HRs for DLBCL with and without rituximab was 1.459 (95% CI: 1.084-2.062) and 1.456 (95% CI: 0.951-2.23) respectively. In addition, there was no correlation between high Ki-67 expression and the clinical-pathological features of lymphoma including the LDH level, B symptoms, tumor stage, extranodal site, performance status and IPI score.
This study showed that the prognostic significance of Ki-67 expression varied in different subtypes of lymphoma and in DLBCL and MCL after the introduction of rituximab, which was valuable for clinical decision-making and individual prognostic evaluation.
Lymphomas represent a highly heterogeneous group of hematological malignancies that can be classified into two major categories: Hodgkin lymphoma (HL) and non-Hodgkin lymphoma (NHL). NHL can be further classified into subgroups such as Diffuse Large B Cell Lymphoma (DLBCL), Follicular Lymphoma (FL), Mantle Cell Lymphoma (MCL), NK/T cell lymphoma and so on . Over the past decades, the incidence of lymphoma has increased dramatically, with NHL becoming the seventh most common form of cancer in the United States . However, although prognostic factors based on clinical-pathological characteristics have been widely used in predicting survival of patients with NHL, including Ann Arbor staging and the international prognostic index (IPI), the precisely survival predictors on the basis of biological markers are still lacking . Therefore, identifying more biomarkers to precisely stratify the group of patients with poorer outcome and thus formulate the individually treatment regimens is necessary and urgent.
Ki-67, a nuclear nonhistone protein, is synthesized at the beginning of cell proliferation, and it is expressed in all phases of the cell cycle except during G0 phase . Its strict association with cell proliferation and its co-expression with other well-known markers of proliferation indicate a pivotal role in cell division. Ki-67 expression has been widely used in clinical practice as an index to evaluate the proliferative activity of lymphoma. However, the relationship between Ki-67 expression and outcome with various subtypes of lymphoma are still contradictory and inconclusive in various studies. Some studies show that high Ki-67 expression correlates with poorer survival rates, while others show no association or the reverse results [5–10]. Moreover, the finding that the predictive significance of some prognostic factors changed following the introduction of a CD-20 monoclonal antibody, rituximab, underscores the necessity for revaluating the prognostic value of predictive factors after the introduction of rituximab [11, 12]. Therefore, further investigation is necessary to clearly delineate the relationship between Ki-67 expression and prognosis in lymphoma.
In this study, we performed a meta-analysis to explore the impact of Ki-67 expression on survival with various subtypes of lymphoma including HL, DLBCL, MCL, FL and NK/T cell lymphoma. In addition, the relationships between Ki-67 expression and DLBCL and MCL were investigated after the introduction of rituximab. Furthermore, we also evaluated the association between Ki-67 expression and the clinical-pathological features of lymphoma. The results of our study provide valuable information for the prognosis evaluation and clinical treatment regimen making in lymphoma.
PubMed and Web of Science databases were searched with the following terms: “Ki67”, “Ki-67”, “MIB-1”, “lymphoma” and “prognosis”. The most recent search update was 31 August 2013. After examining the titles and abstracts of the relevant articles and excluding nonrelated articles, full-text checking of resting articles was performed. The references of all of the included articles were also evaluated to find additional relevant studies.
Inclusion and exclusion criteria
Strict inclusion criteria were used in identifying eligible studies. Studies were included if they met the following requirements: (1) The study investigated the association between Ki-67 expression in tumor samples and overall survival (OS), disease free survival (DFS) or clinical-pathological features of the lymphoma; (2) The study provided sufficient data that the hazard ratio (HR) of the OS and the DFS or the odds ratio (OR) of the clinical-pathological factors could be calculated along with the corresponding 95% confidence interval (CI) (3) The study used immunohistochemistry (IHC) as a measurement technique (this criterion was implemented to avoid discrepancies resulting from use of different assay methods to measure Ki67) (4) The study results were written in English.
Only research complying with all of the above inclusion criteria was finally included in our meta-analysis. Thus, reviews, case reports, editorials or letters to the editor without original data were not included, and studies with detection methods such as polymerase chain reaction (PCR) or techniques other than IHC, as well as articles published in a language other than English were excluded.
Data extraction and assessment of study quality
Two primary investigators (CZG and FT) independently conducted data extraction on the basis of the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) statement . Any discrepancies were resolved by reviewing the study together and reaching a consensus. The following information was retrieved from each study: first author, year, country, age of patients, disease subtype, treatment regimen, number of total cases and number of high Ki-67 expression and low Ki-67 expression patients, high Ki-67 expression threshold, study design, HR (95CI%) of OS or DFS and clinical-pathological data. The quality of each study included in our meta-analysis was assessed according to the Newcastle–Ottawa quality assessment scale .
We calculated the pooled HRs and the 95% CI (confidence interval) to analyze the aggregated impact of Ki-67 expression on the survival outcome of lymphoma. Both the DFS and OS were counted. Moreover, subgroup analyses were also conducted based on the various subtypes of lymphoma. HRs and their 95% CI were calculated using the extracted data with the methods described in Parmar’s study . Essentially, if the HR and the corresponding 95% CI were not reported directly, data were extracted from the survival curve published in the article and then estimated using Engauge Digitizer version 4.1 (http://digitizer.sourceforge.net/). We also calculated the ORs and their 95% CI to assess the correlation between Ki-67 expression and the clinical-pathological features of lymphoma, such as performance status (PS), IPI score, stage, B Symptom, LDH level and extranodal site. An observed HR > 1 indicates a worse survival prognosis for the group with high Ki-67 expression, while an observed OR < 1 implies unfavorable clinical features in the high Ki-67 expression group. If the 95% CI not crossing 1, the correlation of Ki-67 expression with survival or clinical-pathological features was considered statistically significant.
The statistical heterogeneity between the trials included in the meta-analysis was assessed by the Chi-square based Q statistical test according to Peto’s method . Inconsistency was quantified using the inconsistency index (I2) statistic. A p-value less than 0.10 for the Q-test indicates substantial heterogeneity among the studies. Random-effects or fixed-effects models were used depending on the heterogeneity of the included studies. In the presence of substantial heterogeneity, the pooled ORs and HRs were calculated by the random-effects model (the DerSimonian and Laird method) . Otherwise, the fixed-effects model (the Mantel-Haenszel method) was used . Egger’s test was used to detect possible publication bias and publication bias was supposed to exist when Egger’s test yielded a p value <0.05. All calculations were performed by STATA version 12.0 software (Stata Corporation, Collage Station, Texas, USA). A two-tailed P value of less than 0.05 was considered statistically significant.
Literature search and study characteristics
Characteristics of studies included in the final meta-analysis of Ki-67 expression and prognosis of lymphoma
High Ki-67 expression threshold
HR (95% CI) of OS
HR (95% CI) of DFS
From no chemotherapy to intensive induction with or without ASCT
60% (image analysis)
CHOP + RT mostly
R-CHOP/R-AraC + ASCT
R-CHOP + RT
Europea and America
HD-MTx + WBRT
50% (image analysis)
ABVD + RT
Europea and America
R-CHOP + partial RT
35% (estimated and image analysis)
R-CHOP + ASCT
49% (image analysis)
CHOP/CHOP like + partial RT
30% (image analysis)
Anti-MIB-1 or Ki-S5
CHOP or MCP or R-CHOP
CHOP + partial RT
CHOP + partial RT
CHOP or M-BACOP
MOPP or ABVD
CHOP or M-BACOD mostly + partial RT and SCT
20% (image analysis)
CHOP + partial RT or surgery
Continuous variable (image analysis)
MOPP or ABVD + RT
CHOP, M-BACOD, ProMACE-CytaBOM, or M-BACOP
CHOP, M-BACOD, ProMACE-CytaBOM, CVP or M-BACOP + partial RT or surgery
Of the 28 eligible studies, 24 provided the HR of the OS and 11 provided the HR of the DFS directly or indirectly. Three studies investigated the relationship between Ki-67 expression and the survival from DLBCL in two distinct groups, one group with rituximab and one without. Thus, the HR of OS or DFS could be calculated separately for each group and information could be obtained regarding how rituximab influences the relationship between Ki67 expression and prognosis.
Methodological quality of the studies
The quality of the 28 studies, including case–control and cohort studies, was evaluated based on the Newcastle–Ottawa scale (NOS). The NOS scoring system consists of three components: selection, comparability, and exposure or outcome. The quality scores for selected studies ranged from 4 to 9, and the median score was 6. Fourteen studies (eight prospective and six retrospective) were ranked ‘high quality’, meaning that they scored higher than a six (Table 1).
Impact of high Ki-67 expression on the survival of lymphoma and the subgroup and the sensitivity analyses
Stratified analysis of the pooled hazard ratio (HR) for the associations of high Ki-67 expression with overall survival (OS) of lymphoma
Number of studies
Number of patients
Pooled HR(95% CI)
Published in 21st
Published in 20th
Europe and America
Number of patients
High expression threshold
Summary estimates of the hazard ratio (HR) and 95% CI of sensitivity analysis of overall survival (OS) for the meta-analysis
Low value of 95% CI
High value of 95% CI
Slymen (1990) 
Miller (1994) 
Morente (1997) 
Sanchez (1998) 
Raty (2002) 
Provencio (2003) 
Jerkeman (2004) 
Martinez (2004) 
Bahnassy (2006) 
Kim (2007) 
Hasselblom (2008) 
Szczuraszek (2008) 
Determann (2008) 
Ott (2010) 
Goy (2010) 
Yoon (2010) 
Chung (2010) 
Salles (2011) 
Gaudio (2011) 
Song (2011) 
Geisler (2012) 
Li (2012) 
Li (2013) 
Salek (2013) 
Correlation of high Ki-67 expression with the OS of the subtypes of lymphoma
Summary estimates of the hazard ratio (HR) for the associations of high Ki-67 expression with overall survival (OS) of subtypes of lymphoma
Subtypes of lymphoma
Number of studies
Number of patients
Pooled HR(95% CI)
DLBCL (with rituximab)
DLBCL (without rituximab)
MCL (with rituximab)
MCL (without rituximab)
Correlation of high Ki-67 expression with the introduction of rituximab
Association between high Ki-67 expression and clinical-pathological characteristics of lymphoma
Summary estimates of the odds ratio (OR) for the associations of High Ki-67 expression and clinical-pathological features of lymphoma
Nuber of studies
Nuber of patients
Pooled OR(95% CI)
Performance status (0–1 vs.2-5)
Elevated LDH (normal vs. elevated)
IPI score (0–2 vs.3-5)
Tumor stage (I-II vs. III-IV)
B symptom (no vs. yes)
Extranodal site (no vs. yes)
Ki-67 is a nuclear nonhistone protein first identified in 1991 by Gerdes et al. . Because it is expressed in all phases of the cell cycle except the resting stage (G0), it has been used as a proliferation marker in numerous cancers including lymphoma [38, 42, 43]. Nonetheless, studies examining the relationship between Ki-67 expression and prognosis with lymphoma have been inconclusive. In this study, we conducted a meta-analysis that pooled data from all of the relevant studies to explore the correlation between Ki-67 expression and the survival outcome in lymphoma. The results revealed that high Ki-67 expression in patients with lymphoma was associated with worse prognosis, both for the OS (HR = 1.7, 95% CI: 1.44-2; P = 0.000) and DFS (HR = 1.727, 95%CI: 1.159-2.571; P = 0.007). Sensitivity analysis suggested that the association between high Ki-67 expression and prognosis of lymphoma was stable and not changed after removing anyone study. Additionally, when subgroup analysis was performed according to study design, the prospective studies which exhibited more powerful statistics still showed a statistically significant prognostic value for Ki-67 expression in lymphoma (HR = 1.336, 95% CI: 1.001-1.782; P = 0.049).
Lymphoma is a type of hematological malignancy displaying substantial heterogeneity, and the clinical and biological characteristics of the different subtypes vary greatly. In our meta-analysis, the outcome of further analyzing the association between Ki-67 expression and the prognosis of various subtypes of lymphoma supported it. High Ki-67 expression was a valuable prognostic indicator for NHL (HR = 1.777, 95% CI: 1.463-2.159, P = 0.000) and its various subtypes such as DLBCL, MCL and NK/TL, but not for HL (HR = 1.511, 95% CI: 0.524-4.358, P = 0.445).
The development of new therapeutic agents, such as rituximab, that target specific molecules, has greatly improved the survival rates with lymphoma. According to the cancer statistics provided by American Cancer Society in 2012, the 5-year survival rate of NHL has improved from 47% in 1970s to 70% in recent years, and rituximab has been central to this improved prognosis.. However, it is important to realize that after treatment with rituximab, many widely used and validated prognostic factors no longer remain significant in lymphoma [11, 12]. Ann Arbor stage III-IV, age, B symptoms and serum LDH level, which predict survival in chemotherapy groups not taking rituximab, are no longer accurate predictors in chemotherapy groups taking rituximab. In our study, owing to the limited data, we only analyzed the effect of rituximab on the prognostic significance of Ki-67 expression in DLBCL and MCL. In DLBCL, without rituximab, Ki-67 expression was not related to OS rates, consistent with the results of the Nordic Lymphoma Group Study and other additional studies [9, 20–22]. However, the prognostic value of Ki-67 expression in DLBCL became significant following rituximab treatment (HR = 1.459, 95% CI: 1.084-2.062, p = 0.014). A recent large prospective study from the Lunenburg Lymphoma Biomarker Consortium including 2451 patients also identified high Ki-67 expression as a good predictive factor in DLBCL with rituximab, which is consistent with our findings . In MCL, the difference was observed: high Ki-67 index was related to a poor OS with rituximab (HR = 1.981, 95% CI: 1.099-3.569, p = 0.023), and was also correlated with survival outcome without following rituximab treatment (HR = 3.123, 95% CI: 2.049-4.76, p = 0.000).
Though our study yielded important results regarding the prognostic value of Ki-67 expression in lymphoma, some limitations existed in our meta-analysis. First, although subgroup analysis adjusted for the cut-off point was conducted and no changing of the prognostic value of Ki-67 was found, the heterogeneity caused by the different cut-off point of high Ki-67 expression was inevitably. Therefore, the high inter-observer variability still restricts the use of the Ki-67 index in experimental as well as clinical practice relatively. Spyratos et al. suggested to choose the cut-off point according to the clinical objective . That is: to exclude patients with slowly proliferating tumors, low cut-off point should be set to avoid overtreatment, while high cut-off point is suitable to be used to identify patients sensitive to chemotherapy schedule. However, an optimal cut-off point needs to be defined and validated for lymphoma further. Second, we were unable to evaluate the relationship between Ki-67 expression and the treatment outcome due to the limited data. This is important, as some authors speculate that the association between high Ki-67 expression and poor prognosis in lymphoma results from regrowth of tumors or an increased likelihood of future mutations, leading to treatment failure, whereas others suggest that high proliferative activity, represented by high Ki-67 expression, may be more sensitive to chemotherapy and thus more likely to respond well to treatment[9, 30, 45]. Therefore, it would be interesting to investigate the correlation between high Ki-67 expression and the treatment outcome to clarify the mechanism of Ki-67 action. In addition, another limitation was the inability to evaluate certain subtypes of lymphoma due to the paucity of studies related to them.
Despite these limitations, this meta-analysis supports the prognostic value of Ki-67 in lymphoma, demonstrating a significant correlation between high Ki-67 expression and a poor survival outcome. However, this association exists in the NHL subtypes, including DLBCL, MCL, NK/TL, but not in HL. In addition, in DLBCL, Ki-67 expression has prognostic value following rituximab treatment but the prognostic value diminishes without following rituximab treatment, while in MCL, the prognostic value of Ki-67 expression exists whether or not following rituximab treatment. Thus, the prognostic significance of Ki-67 expression varies in different subtypes of lymphoma and in DLBCL and MCL after the introduction of rituximab, which is valuable for individual prognostic evaluation. Further adequately designed prospective studies still need to be conducted to verify our results.
This work was supported by the Natural Science Foundation of Zhejiang province, China (Grant No. LQ12H16012) and the National Natural Scientific Foundation of China (Grant No. 81201869).
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