- Research article
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Adherence to treatment guidelines and survival in triple-negative breast cancer: a retrospective multi-center cohort study with 9156 patients
BMC Cancer volume 13, Article number: 487 (2013)
Triple-negative breast cancer (TNBC) remains a challenging topic for clinical oncologists. This study sought to evaluate TNBC versus other breast cancer subtypes with respect to survival parameters. We evaluated possible differences in survival in TNBC by age and by the extent to which evidence-based treatment guidelines were adhered.
This German retrospective multi-center cohort study included 9156 patients with primary breast cancer recruited from 1992 to 2008.
The rates of guideline adherence are significantly lower in TNBC compared to non-TNBC subtypes. These lower rates of guideline adherence can be observed in all age groups and are most pronounced in the >65 subgroup [<50 (20.9% vs. 42.0%), 50–64 (25.1% vs. 51.1%), and >65 (38.4% vs. 74.6%)]. In TNBC patients of all age groups, disease-free survival and overall survival were associated with an improvement by 100% guideline-adherent adjuvant treatment compared to non-adherence. Furthermore, TNBC patients of all ages had similar outcome parameters if 100% guideline-adherent adjuvant treatment was applied.
The rates of guideline-adherent treatment were significantly lower in TNBC, even though guideline adherence was strongly associated with improved survival. In the case of 100% guideline-adherent treatment, no difference in survival was observed over all the age groups examined, even in the group of >65-year-old TNBC patients.
Breast cancer comprises a complex and heterogeneous group of diseases at the clinical, morphological, and molecular levels [1–6]. Specimens that display basal-like features are called “triple-negative” breast cancer (TNBC) in routine practice because they are defined by their lack of estrogen receptor, progesterone receptors, and human epidermal growth factor receptor 2 (Her2). Although TNBC represents 10-20% of all invasive breast cancers, it is more frequent in young premenopausal and African-American patients [7–9]. TNBC is associated with an advanced stage at initial diagnosis, higher grading, family history, and BRCA mutations [7–9]. Additionally, TNBC patients lack the benefit of routinely available targeted therapy, which explains the growing attention of both pathologists and oncologists to an easily recognizable type of breast cancer with aggressive behavior and poor therapeutic options .
The prognosis of women with TNBC is significantly poorer compared to that of women with other subtypes of breast cancer, and different routes of metastatic spread may explain the higher recurrence and mortality rates of TNBC patients. The impact of different therapies is yet not clear because few data from randomized controlled trials (RCTs) have been published. Although RCTs are the gold standard of therapy schemes, it is necessary to compare them with observational data.
To date, there is little evidence of the impact of age on survival in the TNBC subgroup. Furthermore, it remains unclear whether internationally validated guidelines are likely to improve survival in TNBC breast cancer patients of different age groups. We, therefore, investigated whether TNBC patients of different age groups benefit from different strategies of therapy (e.g., surgery, radiation, adjuvant chemotherapy) according to international evidence-based guidelines. We analyzed the association between guideline-adherent adjuvant treatment and survival outcome in TNBC by investigating the impact of different guideline-adherent therapies on the survival (OAS and DFS) of TNBC patients in an observational, retrospective, multicenter-study called “Breast Cancer Care under Evidence-based Guidelines” (BRENDA).
In this retrospective, multi-center cohort study, we analyzed data from 9156 patients with primary breast cancer diagnosed or treated at the Department of Gynaecology and Obstetrics at the University of Ulm and 16 partner clinics (all certified by the German Society of Cancer as breast cancer centers) in Baden-Württemberg (Germany) between 1992 and 2008. A new documentation system called BRENDA was designed and used for this purpose. This documentation system included a retrospective chart review to abstract TNM stage, histological subtype, grading, lymphatic and vascular invasion, estrogen, progesterone, and Her2 expression, date of diagnosis, and all adjuvant therapies. Data on adjuvant therapies, including surgery (date of surgery, BCT, mastectomy, sentinel-node biopsy, and axillary lymph node dissection), adjuvant systemic chemotherapy, adjuvant endocrine therapy, and detailed information on administered adjuvant radiotherapy were also collected. In the follow-up, data on first recurrences, secondary primary tumors, and date and cause of death were obtained. Questionnaires were sent to the physicians involved in the follow-up care, to local death registrars, and to patients to determine the recurrence and survival status of the patients. As measures of comorbidity, the American Society of Anesthesiologists (ASA) Physical Status and the New York Heart Association (NYHA) cardiac score at the time of surgery were collected for the patients, if available. Furthermore, occurrences of myocardial infarction, stroke, and malignant diseases were recorded.
Written informed consent was obtained from all patients included in this clinical study. The inclusion criterion was histologically confirmed invasive breast cancer. The exclusion criteria were carcinoma in situ, primary metastatic disease, bilateral breast cancer, primary occult disease, phylloides tumor, incomplete follow-up, unknown Her2 status or hormone receptor status (HR status), or missing data on variables used as covariates in the survival analyses. We considered triple-negative breast cancer as being estrogen receptor- and progesterone receptor-negative (IRS 0) and Her2 negative (0, 1+, 2+, and FISH-negative) .
The definition of evidence-based guideline-adherent adjuvant treatment was based on internationally evidence based validated guidelines. Wolters et al. demonstrated that the treatment recommendations within international guidelines are identical and differ only marginally in adjuvant endocrine therapy . We, therefore, decided to base the definition of guideline-adherent adjuvant treatment on the German national consensus guideline (S3 guideline) for the decision of loco-regional treatment (surgery and radiotherapy), chemotherapy, and endocrine therapy (only non-TNBC)  unless it was one of the guidelines taken into consideration by Wolters et al. . All of the applied therapy regimens were retrospectively evaluated concerning their adherence to the S3 guideline. We classified the adjuvant treatments as surgery, chemotherapy, and radiotherapy. Omission of any of the suggested adjuvant treatment or abandonment of any adjuvant treatment was classified as non-compliance with the suggested adjuvant therapy, resulting in one ore more guideline violations (GV) for each patient (see Table 1).
Descriptive analyses were first performed. The data are presented separately for the group of TNBC and the group of non-TNBC, and the P-values for the comparisons between both groups are based on χ2-tests or t-tests; a P-value of 0.05 (two-tailed test) was considered significant. To estimate hazard ratios (HRs) and confidence intervals (CIs), multivariate survival regressions were then performed using frailty models with a gamma-distributed random term . The primary endpoints were disease-free survival (DFS) and overall survival (OAS). All of the regression models were adjusted for tumor size (4 categories), grading (3 categories), nodal status (0, 1–3, or 4+ positive nodes), menopausal status (binary), year of diagnosis, comorbidities (see below), presence or absence of information on comorbidities, and age (with the exception of the analyses that were stratified by age group). Comorbidities were measured using the scale of the ASA (ASA 3 or greater), the scale of the NYHA (NYHA class 3 or higher), history of any prior cancers, and history of apoplexy, transient ischemic attack (TIA), or myocardial infarction. Survival function plots were derived from the survival regression analysis.
This study and the BRENDA project have been approved by the Ethics Committee of the University of Ulm, which coveres all participating breast cancer centers of the BRENDA network.
The investigated cohort consisted of 10,897 breast cancer patients. In total, 1741 patients were excluded after applying the exclusion criteria: 8 patients had initially been diagnosed outside of the 1992–2008 time frame or had an unknown date of death; the TNBC status of 1214 patients was unknown (1163 unknown Her2 status, 51 unknown HR status); guideline conformity could not be established for 323 patients; and data for the covariates used in our analyses were missing for the remaining 196 patients. The final cohort consisted of 9156 patients with histologically confirmed invasive breast cancer (see Figure 1). In the final cohort, 844 patients (9.2%) had TNBC [median age: 57.7 (range: 27–97)].
Because we employed a multi-center design, we also compared the different participating centers. In the cohort of the university department, the patients were significantly younger (59.8 vs. 61.6 years), and G3 was significantly more common (31.2% vs. 27.3%). However, HR-positive breast cancers occurred significantly more often in the university department, and the patients in the university department showed significantly higher rates of comorbidities as measured by the ASA and NYHA score. In the case of TNBC prevalence, we could not demonstrate a significant difference between the university department and the participating breast cancer centers.
Compared to the remaining individuals (women without TNBC) (8312 breast cancer patients; 90.8%), the TNBC subgroup showed a significantly higher grade (P < 0.001), was more frequently premenopausal (P < 0.001), and more frequently received adjuvant chemotherapy (43.0% vs. 77.1%; P < 0.001). The baseline characteristics of the 9156 patients are shown in Table 2. Surprisingly, 22.9% of the TNBC subgroup did not receive any adjuvant chemotherapy.
Initially, we attempted to identify the impact of TNBC on survival parameters and, therefore, compared the TNBC subgroup with non-TNBC patients. The TNBC subgroup demonstrated significantly decreased OAS [HR = 1.92; P < 0.001] and DFS [HR = 1.53; P < 0.001] values compared to the non-TNBC population (see Figure 2). Because breast cancer is a complex disease at the clinical and morphological levels, we also investigated the differences between different breast cancer phenotypes (HR+/Her2-, HR+/Her2+, HR-/Her2+). The TNBC subgroup showed a significant decrease in OAS and DFS compared to the HR+/Her2- [OAS, HR = 0.42; P < 0.001; DFS, HR = 0.53; P < 0.001] and HR+/Her2+ breast cancer subtypes [OAS, HR = 0.48; P < 0.001; DFS, HR = 0.59; P < 0.001]. Compared to HR-/Her2+ breast cancer, only OAS [HR = 0.69; P = 0.015] showed a significant impairment in TNBC, whereas DFS [HR = 1.02; P = 0.88] was not significantly different (see Figure 2).
Furthermore, we investigated the TNBC patients in different age groups (<50, 50–64, and ≥65) (see Table 3). The TNBC patients aged ≥65 showed significantly higher rates of comorbidities, as measured by ASA (P-value for the comparison of the three age groups: P < 0.001) and NYHA (P = 0.030) and of myocardial infarction/stroke/TIA (P = 0.001). These patients also received chemotherapy [90.8% (<50), 86.5% (50–64), and 54.7% (≥65)] (P < 0.001) and radiotherapy [86.2%(<50), 88.0% (50–64), and 67.2% (≥65)] (P < 0.001) less often; in contrast, they underwent mastectomy significantly more often [18.7% (<50), 21.5% (50–64), and 39.4% (≥65)] (P < 0.001) and showed significantly more locally advanced (T4) tumors (P < 0.001) (see Table 2). When comparing the three age groups, we observed that the patients aged ≥65 had a significantly worse OAS [HR = 0.31; P < 0.001] and DFS [HR = 0.42; P < 0.001] compared to the TNBC patients aged 50–64 (see Figure 3). However, the difference between TNBC ≥65 and TNBC <50 was not significant for OAS [HR = 0.56; P = 0.231] or DFS [HR = 0.87; P = 0.732].
Guideline adherence in the TNBC group and TNBC age subgroups
Guideline adherence was significantly lower in the TNBC patients compared to the non-TNBC population (P < 0.001) (see Table 4). Similarly, the TNBC patients showed a significantly lower guideline adherence (P < 0.001) in all the age groups, even the TNBC patients <50, who had lower rates of comorbidities than the other two subgroups (P < 0.001). These differences in guideline adherence were mainly caused by significantly higher rates of guideline violations concerning chemotherapy in all the TNBC age groups (P < 0.001) (see Table 3). This deficiency in guideline adherence concerning adjuvant chemotherapy was most pronounced in the ≥65 TNBC subgroup (69.3% versus 23.0% chemotherapy guideline violations) (P < 0.001). All of the other investigated adjuvant treatment modalities (surgery and radiotherapy) did not show significant differences between the TNBC and non-TNBC populations (P > 0.05).
Next we compared the survival of TNBC patients in the three age groups according to guideline adherence (one or more guideline violations vs. complete guideline adherence). In all three age groups, patients treated according to guidelines had a better OAS and a better DFS (see Figure 4), and this effect was significant for the youngest and oldest age groups: OAS in the ≥65 TNBC subgroup: HR = 2.89 (P = 0.001); DFS: HR = 2.72 (P = 0.001); OAS in the <50 TNBC subgroup: HR = 3.47 (P = 0.001); DFS: HR = 3.20 (P < 0.001); OAS in the 50–64 TNBC subgroup: HR = 1.27 (P = 0.515); DFS: HR = 1.16 (P = 0.633).
We also investigated the differences between the 100% guideline-treated TNBC patients in those age groups (<50, 50–64, and ≥65). We chose the TNBC ≥65 group as a reference group and compared it to both the TNBC 50–64 [OAS, HR = 0.76; P = 0.803; DFS, HR = 1.38; P = 0.602] and <50 [OAS, HR = 1.08; P = 0.909; DFS, HR = 1.45; P = 0.331] subgroups. We did not observe a significant difference in any outcome parameter by age group under the condition of 100% guideline-adherent treatment (see Figure 5). However, if we compared all the 100% guideline-adherent TNBC patients with all the 100% guideline-adherent non-TNBC patients, we observed a significantly inferior OAS [HR = 01.84; P = 0.004] and DFS [HR = 1.55; P = 0.012] in the patients suffering from TNBC.
TNBC remains a challenge in breast cancer care for clinical oncologists. Although evidence-based guidelines are known to be beneficial in the TNBC subtype , to our knowledge, very few investigations have studied the influence of age on the prognosis of TNBC . Furthermore, the efficacy of breast cancer guidelines in elderly TNBC patients has explicitly been investigated to date and has only been investigated in non-TNBC patients [16, 17].
In the present study, we observed significantly inferior survival parameters in the TNBC cohort and in the different age groups of this cohort. The TNBC ≥65 subgroup demonstrated the worst survival. Guideline violations occurred significantly more often in the TNBC subgroups, particularly in the TNBC ≥65 subgroup. However, when comparing only those TNBC patients who were treated according to the guidelines, we found no significant differences in OAS or DFS between the age groups, indicating that guideline adherence is associated with improved survival parameters in primary TNBC patients overall different age groups. Conversely, the patients who did not undergo strict guideline-adherent treatment had a significant impairment in survival parameters, except for the 50–64 TNBC age group. Significantly higher rates of guideline violations concerning adjuvant chemotherapy could be observed in TNBC and it is, therefore, likely that these are the most important reasons for the inferior survival. Hence, it is most likely that the higher rates of chemotherapy guideline violations in the ≥65 TNBC patients contributed to their inferior survival [14, 15].
There are several other factors, such as higher rates of comorbidities, that could explain the inferior survival in the ≥65 age group. Indeed, there is a clear association between comorbidities and guideline adherence. Our study is an observational study, and confounding factors may have influenced both the treatment options (or guideline conformity) and survival. We observed a high percentage of non-guideline-adherent adjuvant treatment (51.1%) in the 50–64 TNBC subgroup, which was between the percentages of guideline-non-adherent therapy for the other age groups (42.0% for the <50 and 74.6% for ≥65 subgroups). In addition to the higher rates of comorbidities, the factors that might explain this result are the relatively low rates of G3 tumors (68.6%) in the 50–64 TNBC subgroup, the fact that 86.5% of the 50–64 TNBC subgroup received some type of chemotherapy (not all guideline-adherent, see Table 2), and the fact that 61.7% of the 50–64 TNBC subgroup were node negative. In summary, the 50–64 TNBC subgroup demonstrated a relatively low risk profile (a low rate of G3 and a high rate of node-negative patients) compared to the other TNBC subgroups, and 86.5% of these patients received any type of adjuvant chemotherapy; however, those chemotherapies were not all guideline-conforming therapies. Clearly, these circumstances lower the effects of guideline-adherent adjuvant treatment, leading to non-significant improvement in survival parameters.
Only a few clinical research studies have investigated the impact of guideline-adherent therapeutic regimens on clinical outcomes [17–19]. These studies have confirmed that there appears to be a strong association between guideline-adherent treatment and improved survival, particularly for several subtypes of breast cancer [20–23]. Although both patient-related and physician-related factors can preclude guideline-adherent treatment, comorbidities are probably among the most important of these factors [24, 25]. Indeed, comorbidities are one of the most important reasons why elderly breast cancer patients are not able to follow strict guideline-adherent therapy pathways, which is one of the reasons explaining their unfavorable outcome. Unfortunately, the present study cannot completely corroborate the significance of comorbidities for guideline adherence, as only NYHA and ASA scores were recorded. It is therefore necessary to address this issue in a prospective trial, which reduces confounding factors and allows measurement of comorbidities in a validated scoring system. Another point to consider is that some patients are not willing to follow strict adjuvant treatment pathways, and this factor was not recorded in this study either. In this specific cohort, all of the patients are treated in specialized and certified interdisciplinary breast cancer centers for which an interdisciplinary tumor board, for example, is a requirement for certification by the German Cancer Society. Several other factors influence guideline adherence in breast cancer, such as education, access to medical resources, health care services themselves, and an urban vs. rural location . Hence, in the current retrospective study, there are confounding factors affecting both the treatment and outcome parameters. To reduce the effects of these potentially confounding factors, we controlled our analyses for the most important prognostic factors (i.e., age, affected lymph nodes, grading, hormone receptor status, menopause status, year of diagnosis, treatment in a university hospital, tumor size, and comorbidity) and included a shared frailty term in our survival regressions.
An important methodological difficulty of the present study is the retrospective nature of data collection. It is, therefore, only possible to draw associations between guideline-adherent treatment and favorable outcome parameters. Drawing valid causal conclusions concerning survival parameters would only be appropriate if treatment allocations were randomized and prospective. However, randomization concerning guideline-adherent treatment is not viable because we cannot assign guideline-adherent and non-guideline-adherent therapeutic regimens at random to patients.
In summary, our data suggest that TNBC has an important impact on survival among breast cancer patients and remains the most challenging subtype of invasive breast cancer. Although its incidence in very young breast cancer patients is relatively high , an age ≥65 is associated with an unfavorable outcome in TNBC in this analysis. However, guideline-adherent adjuvant treatment is associated with a significant improvement in survival parameters in TNBC patients <50 and ≥65 years old. All the TNBC age groups demonstrated an equally favorable outcome if guideline-adherent treatment was applied, even those aged ≥65. Although guideline-adherent adjuvant treatment significantly improves survival in TNBC, the survival parameters in guideline-adherent non-TNBC patients remain significantly better. Accordingly, there is an urgent need to improve therapeutic strategies toward following internationally validated evidence-based guidelines. It is unknown why so many patients cannot follow a guideline-adherent adjuvant treatment pathway. Future research to determine why many patients fail to adhere to therapeutic guidelines may represent a profitable research area that could result in improved survival.
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The pre-publication history for this paper can be accessed here:http://www.biomedcentral.com/1471-2407/13/487/prepub
We gratefully thank the following people for their contributions to the BRENDA study: Karsten Gnauert (Ostalbklinikum, Aalen), Steffen Fritz (Kreisklinik Biberach), Ulf Göretzlehner (Kreiskrankenhaus Ehingen), Hans-Walter Vollert (Städt. Krankenhaus Friedrichshafen), Peter Jakob Albert (Klinikum Heidenheim), Ricardo Felberbaum (Klinikum Kempten), Andreas Zorr (Klinikum Konstanz), Felix Flock (Klinikum Memmingen), Erik Schlicht (Stauferklinik, Mutlangen), Martina Gropp-Meier (Oberschwabenklinik Ravensburg), Gerhard Bartzke (Kreiskrankenhaus Rottweil), Andreas Rempen (Diakonie-Krankenhaus, Schwäbisch Hall), Edgar Schelble (Kreiskrankenhaus Sigmaringen), Theodor Dinkelacker (Helfenstein-Klinik Geislingen), Andreas Grüneberger (Oberschwabenklinik Wangen), and Thorsten Kühn (Städt. Kliniken, Esslingen).
This work was supported by the German Federal Ministry of Education and Research (BMBF-Grant-01ZP0505).
All the authors declare that there are no potential conflicts of interest, including any financial, personal, or other relationship with other people or organizations that could inappropriately influence this work.
LS Idea, data collection, draft, study design. AW Idea, data collection, draft, study design. JK statistical analysis. WJ Data collection, draft, study design. FE Draft. MB Idea, data collection, draft, study design, statistical analysis. RK Idea, data collection, draft, study design, statistical analysis. RVE Idea, data collection, draft, statistical analysis. All authors read and approved the final manuscript.