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Table 1 Key eligibility criteria

From: Neoadjuvant trastuzumab deruxtecan (T-DXd) with response-directed definitive therapy in early stage HER2-positive breast cancer: a phase II study protocol (SHAMROCK study)

Key inclusion criteria

Key exclusion criteria

1. Histologically confirmed HER2-positive breast cancer;

2. Women and men ≥ 18 years of age;

3. Stage 2–3 breast cancer;

4. No prior therapy for breast cancer;

5. ECOG performance status 0–1;

6. Availability of archival tumour biopsy tissue at screening;

7. Left ventricular ejection fraction (LVEF) ≥ 50%, as determined by ECHO or MUGA

8. Adequate haematologic, hepatic and renal laboratory values (collected ≤ 14 days before registration):

a. Absolute neutrophil count (ANC) ≥ 1.5 × 109/L

b. Platelet count ≥ 100 × 109/L

c. Haemoglobin ≥ 9.0 g/dL

d. Alanine aminotransferase (ALT) and aspartate aminotransferase (AST) ≤ 3 × upper limit of normal (ULN)

e. Total bilirubin ≤ 1.5xULN or < 3 × ULN in the presence of documented Gilbert’s syndrome

f. Serum albumin ≥ 25 g/L

g. Creatinine clearance (CrCL) ≥ 30 ml/min

h. Prothrombin time and either partial thromboplastin or activated partial thromboplastin time ≤ 1.5 × ULN

i. No bloods transfusions or granulocyte-colony stimulating factor within 1 week prior to treatment;

9. Evidence of post-menopausal status or negative serum pregnancy test for females of childbearing potential

1. Known metastatic or stage 4 breast cancer;

2. Unstable angina, new-onset angina (≤ 3 months), myocardial infarction < 6 months before registration, symptomatic congestive heart failure (NYHA class II to IV);

3. Corrected QT interval prolongation to > 470 ms (females) or > 450 ms (males) based on screening 12-lead ECG;

4. Uncontrolled arterial hypertension despite optimal medical management (per investigator’s option);

5. Arterial or venous thrombotic or embolic events such as cerebrovascular accident (including transient ischaemic attacks), deep venous thrombosis or pulmonary embolism within 3 months before registration;

6. Non-healing wound, ulcer or bone fracture;

7. Active, clinically serious infections > CTCAE grade 2 (CTCAE v5.0) requiring IV antibiotics, antivirals or antifungals;

8. Patients with evidence or history of bleeding diathesis. Any haemorrhage or bleeding event ≥ CTCAE grade 3 within 4 weeks prior to the start of treatment;

9. Active primary immunodeficiency, known HIV, or active hepatitis B or C infection;

10. History of (non-infectious) interstitial lung disease (ILD)/pneumonitis that required steroids, current ILD/pneumonitis, suspected ILD/pneumonitis that cannot be ruled out by imaging at screening;

11. Lung criteria:

a. Lung-specific intercurrent clinically significant illness, including any underlying pulmonary disorder

b. Any autoimmune, connective tissue or inflammatory disorders where there is documented, or a suspicion of pulmonary involvement at time of screening

c. Prior pneumonectomy (complete);

12. Pregnant or breastfeeding female, unwillingness to use contraceptive measures in males and females;

13. Concomitant use of prohibited medications;

14. Known hypersensitivity to the test drug, test drug class, or excipients in the formulation;

15. Any illness or medical condition that is unstable or could jeopardise the safety of patients and their compliance in the study

  1. Abbreviations: HER2 Human epidermal growth factor 2, ECOG Eastern Cooperative Oncology Group, ECHO Echocardiogram, MUGA Multigated acquisition scan, ULN Upper limit of normal, NYHA New York Heart Association, CTCAE Common Terminology Criteria for Adverse Events, HIV Human immunodeficiency virus