Oral primary care: an analysis of its impact on the incidence and mortality rates of oral cancer

Abstract

Background

Oral cancer is a potentially fatal disease, especially when diagnosed in advanced stages. In Brazil, the primary health care (PHC) system is responsible for promoting oral health in order to prevent oral diseases. However, there is insufficient evidence to assess whether actions of the PHC system have some effect on the morbidity and mortality from oral cancer. The purpose of this study was to analyze the effect of PHC structure and work processes on the incidence and mortality rates of oral cancer after adjusting for contextual variables.

Methods

An ecological, longitudinal and analytical study was carried out. Data were obtained from different secondary data sources, including three surveys that were nationally representative of Brazilian PHC and carried out over the course of 10 years (2002–2012). Data were aggregated at the state level at different times. Oral cancer incidence and mortality rates, standardized by age and gender, served as the dependent variables. Covariables (sociodemographic, structure of basic health units, and work process in oral health) were entered in the regression models using a hierarchical approach based on a theoretical model. Analysis of mixed effects with random intercept model was also conducted (alpha = 5%).

Results

The oral cancer incidence rate was positively association with the proportion of of adults over 60 years (β = 0.59; p = 0.010) and adult smokers (β = 0.29; p = 0.010). The oral cancer related mortality rate was positively associated with the proportion of of adults over 60 years (β = 0.24; p < 0.001) and the performance of preventative and diagnostic actions for oral cancer (β = 0.02; p = 0.002). Mortality was inversely associated with the coverage of primary care teams (β = −0.01; p < 0.006) and PHC financing (β = −0.52⁻⁹; p = 0.014).

Conclusions

In Brazil, the PHC structure and work processes have been shown to help reduce the mortality rate of oral cancer, but not the incidence rate of the disease. We recommend expanding investments in PHC in order to prevent oral cancer related deaths.

Background

Head and neck cancers are currently the seventh most common malignancy worldwide, with more than 600,000 new cases diagnosed each year; oral cancer is responsible for approximately half of these cases [1]. The incidence of oral cancer is increasing; furthermore, it is not evenly distributed globally [2]. While India and France have the highest incidence rates by country, South America has the highest incidence rates compared to other continents. Brazil in particular has a rising incidence rate, [3, 4] with a projection of 16,340 new cases in 2016 [5]. Its distribution is heterogeneous among Brazilian cities, with approximately 30% of cases occurring in capital cities [4]. The oral cancer incidence is also higher in men and increases with age [5, 6].

The etiology of oral cancer is multifactorial including endogenous (genetic predisposition) and exogenous (environmental and behavioral) factors [7,8,9,10]; smoking and alcohol consumption are the largest risk factors [7,8,9,10,11]. Depending on the type and stage of diagnosis, oral cancer can be managed, treated, and cured [12]. Yet studies addressing the role of primary health care (PHC) in the control and reduction of oral cancer and its sequelae are scarce [13]; similarly, there is limited evidence on the impact of public health prevention initiatives on oral cancer incidence and mortality [14].

In Brazil, PHC is the preferred entry into the public health system (Universal Health System – SUS) and can serve as a place to identify risk factors, perform early diagnostics, and provide basic care for cancer patients [13, 15]. Beginning in 2004, the National Oral Health Policy included the diagnosis of oral cavity lesions in the scope of PHC examinations [16, 17]. Primary care professionals should perform oral examinations routinely, enabling the detection of early stage cancers [18,19,20,21] and increasing the chances of cure and survival [12]. However, despite advances in expanding access to dental services, there are still major challenges in the structure and work process of PHC [22,23,24,25]. Currently, there is a low level of inclusion of dental practitioners in early detection initiatives [21]; furthermore, in 2016 the PHC oral health policy covered only 37% of the Brazilian population [26, 27]. Problems cited throughout the Brazilian PHC system include a lack of preventive screening actions [13, 28], gaps in professional training [21, 28] and socioeconomic inequities [29,30,31].

Establishing a diagnostic network that allows primary care services to identify potentially malignant lesions is an important step in reducing the number of individuals first seeking medical care at an advanced stage of the disease [29, 32, 33]. The proportion of patients diagnosed at advanced stages of the disease has not changed in the last 40 years [32, 34]. Evidence indicates that well structured PHC could reduce the incidence and mortality due to oral cancers [33,34,35,36]. However, the role of the structure and work process of oral primary care, namely coverage, supply availability, and prevention activities, is still not well-defined in low and middle income countries.

Considering the evidence discussed so far and the lack of long-term and population-based studies, the aim of this study was to analyze the effect of the parameters related to the PHC structure and work process on the incidence and mortality rates of oral cancer. It was hypothesized that better coverage, supply availability, and prevention activities in primary public care services will have a positive impact on reducing incidence and mortality due to oral cancer in Brazil.

Methods

Study design and area

This is an ecological, longitudinal, and analytical study. The unit of analysis was comprised of the Brazilian Federative Units (BFU). Brazil has 5570 municipalities distributed in 27 states (BFU = 27), divided into five geopolitical regions (North, Northeast, Southeast, South and Midwest). Only previously collected data was used in this study, and no participants were involved.

Data sources

We compiled data from eleven different data sources with the Brazilian Health System records, census data, and measures of socioeconomic development. Data was categorized as indicators of either sociodemographic, structure, work process and results aspects (additional file 1). All these databases are publically accessible.

Since we were conducting a multi-sourced secondary data analysis, we chose to aggregate the data at the Brazilian Federal Unit level and included data from a 10 year time span. This is the best strategy for rare outcomes, and linking the datasets by BFU allowed for better data quality and availability.

Surveys databases

Between 2001 and 2002, family health strategy teams (FHST) were implemented in all Brazilian states, leading to the first primary care monitoring censusAll BFU with FHST registered in the PHC information system as of May 2001 were included in this study. Data was collected from June 2001 to August 2002.

In 2008 a sampling survey was conducted; variables on organizational dynamics and labor were included and aspects of the 2001–2002 study were kept to ensure comparability across studies. Brazilian municipalities with FHST were stratified based on population size and Human Development Index (HDI) dimension scores. Data was collected between June 2008 and November 2008 by the Observatory of Human Resources in Health, from School of Economics of the Federal University of Minas Gerais.

For both surveys, the primary respondent was a nurse, or a general practitioner if a nurse was unavailable. This was because of the nature of the data collected and to ensure the legitimacy of the data collected. In the case of the oral health instrument, the primary respondent was the dentist.

The third survey was part of the National Program for Improving Access and Quality of Primary Care (PMAQ-AB) [37]. The data collected was similar to the two prior surveys, allowing for comparison. Basic health units (BHU) located in prisons, schools, mobile units, or boats were not included. The evaluation of the work process included only data of nearly half BHU existing in Brazil. In the first PMAQ-AB cycle, the Ministry of Health set a maximum adherence rate of no more than 50% of primary care teams per municipality. However, for the physical structure characterization, all BHU of Brazil were visited. The collection of PMAQ-AB data was carried out between May 2012 and October 2012.

Administrative databases

Primary Care Information System (SIAB) [27] is dedicated to monitoring actions and outcomes of Brazilian primary care programs. SIAB is composed of data on family registries, health coverage, living conditions, health status, and health team composition. We used this database to collect information on the number of PHC and oral health teams (OHT), as well as preventive activities performed for the purpose of detecting oral cancer.

System for Specialized Management Support (SAGE) is a business intelligence panel designed to provide information to support decision-making, management, and knowledge generation in healthcare [26]. This system is responsible for providing financial data invested in PHC.

Ambulatory Information System (SIA-SUS) was conceived in 1992 and is the system responsible for summarizing all out-patient procedures performed by public health services [27]. There is a large volume of available data, including data regarding oral health procedures performed by primary care teams, which were considered in this study.

Sociodemographic databases

United Nations Development Programme (UNDP) is a United Nation programme working in nearly 170 countries and territories with the goal of eradicating poverty and reducing inequalities and exclusion [38]. We obtained the HDI index from UNDP databases.

Brazilian Institute of Geography and Statistics (IBGE) [39] is an institution that publishes data on Brazilian economic activities, population projections, and geoscience. Quantitative information regarding the population and Gini index were extracted from IBGE databases. Population size was used to compute the adjusted proportional rates.

Epidemiological databases

The Mortality Information System (SIM) was created by the Brazilian Ministry of Health in 1975. The system summarizes information on mortality in every Brazilian municipality and is updated monthly. We collected data on mortality due to oral cancer from this system. [27]. For analytical purposes, we considered oral cancer all ICD codes comprised between C00 and C10.

Surveillance of both risk and protective factors for chronic diseases through telephone survey (VIGITEL) [26, 40] is a regular research in Brazil. The aims of telephone surveys are to monitor the frequency and distribution of risk and protective factors for non-communicable diseases in all capitals of the 26 Brazilian states and the Federal District. Interviews are conducted by randomly sampling each citiy’s adult population living in households with a landline. Data on the proportion of adult smokers in each city was collected and evaluated by VIGITEL.

The National Cancer Institute (INCA) is an auxiliary institution of the Ministry of Health that develops and coordinates integrated actions for the prevention and control of cancer [5]. INCA databases were used to collect informations about the estimated number of cases of oral cancer per year in Brazil.

Theoretical model

According to Donabedian [41], structural features may influence the quality of care processes and, as a result, affect a patient’s health status. The three elements of structure, process and outcome may also be controlled by socioeconomic and demographic factors. Additionally, there is a lag effect between care supply and its effects [42]. Therefore, in this study, sociodemographic, structure and work process context data are analyzed over a time span of 10 years, even if outcome indicators are not yet present. Studies on how the different structure, process and outcome elements fit together are scarce despite their relevance. Structure elements, mainly composed of financial variables, human resources and physical infrastructure, and process elements, which reflects the daily practice of care supply, are the important proxies for a deeper understanding of the impact of care provision actions on health outcomes.

In the proposed model, FHST and OHT coverage were considered work process indicators, since the Family Health Strategy is a reorientation of the health care model. Therefore, it is assumed that coverage expansion contributes to the consolidation of the new process for health service provision. This theoretical model (Fig. 1) examines the relationship between the structure elements, processes, and outcomes related to oral cavity cancer, as well as the mediating effects of sociodemographic variables.

Fig. 1

Theoretical model of factors associated with incidence and mortality rates of oral cancer

Data analysis

Mortality rates were standardized by sex and age using the direct method compared to the Brazilian population as reference. It was not possible to standardize incidence rates since oral cancer is not a mandatory reporting event in Brazil; therefore, the data collected by our sources are not stratified by demographic variables. Descriptive analysis was quantitatively represented by means with standard deviations, percentiles and medians of the study indicators for Brazil.

Since this is a study with a hierarchical structure of longitudinal data, we opted for the analysis of mixed effects with a random intercept model. In this analysis, the coefficient is fixed, but the intercept is random, allowing for the incorporation of the effect of the random intercept in the analytical structure (43,44). This modeling allows analyzing unbalanced longitudinal data (measurements in each BFU observed at different times) in hierarchical structure, incorporating the dependency, variance, and covariance matrix of units [43].

Coefficients of mixed effects (β) and 95% confidence intervals (95%CI) were estimated. We built unadjusted and adjusted models for both outcomes: incidence rates (Model 1) and mortality of oral cancer (Model 2). A hierarchical modelling approach was adopted. Variables were kept for the adjusted model if they had significance of 0.1 at each level. Both models were first adjusted for sociodemographic and contextual variables. Next, the structure indicators of public primary health care services and work process were included. A cutoff of 5% was considered as the criterion for statistical significance (α = 0.05). Multicollinearity among variables of the same block was tested. Analyses were performed using Stata software, version 11.0 (StataCorp., CollegeStation, TX, USA). The construction of maps with the Brazilian geopolitical distribution and the incidence and mortality rates of oral cancer were made with ArcGIS software version 10.2.

Results

During the study period the mortality rate adjusted per 100,000 inhabitants varied between 1.70 deaths in 2003 to 2.51 deaths in 2012. The incidence rate fluctuated from 3.62 in 2003 to 5.31 in 2012. While incidence rates did not vary over time, mortality rates increased between 2003 and 2012 (Fig. 2). The socioeconomic and demographic characteristics seen between 2002 and 2012 are presented in Table 1. The percentage of BHU with the minimum equipment for dental office operation varied among evaluated years, with the highest percentages in 2002 (90.9%) and 2012 (95.5%). Instruments for the clinical examination performance and individual protection equipment were part of the structure of 99.2% of BHU in the country in 2008, for example. The percentage of complete healthcare team remained similar between 2002 and 2008, but declined in 2012. The percentage of dentists with a legally protected contractual relationship increased from 30.4% in 2002 to 57.3% in 2008. In the work process, the percentage of preventive measures and diagnosis of oral cancer within the PHC was 49.9% in 2008 and rose to 74.5% in 2012 (Table 2).

Fig. 2

Incidence and mortality rates for oral cancer in Brasil. 2003 and 2012

Table 1 Socio-demographic characteristics of Brazilian municipalities, 2000–2012

Table 2 Average suitability of structure elements and work processes related to coping with oral cancer. Brazil, 2002–2008-2012

In the unadjusted analyses, incidence rates of oral cancer were higher in states with a higher per capita household income (β = 0.004, P = 0.001), higher proportion of older subjects (β = 0.370, P = 0.020), lower gender ratio (β = −0230, P < 0.001), higher proportion of adult smokers (β = 0.37, P = 0.024), lower FHST coverage (β = −0030, P = 0.005), lower mean of supervised tooth brushing (β = −0340, P = 0.039), and had municipalities with a higher proportion of FHST performing preventitive oral cancer care (β = 0.008, P = 0.014). Positive correlations were also found between mortality rates for oral cancer and per capita household income (β = 0.007, P < 0.001), proportion of elderly subjects (β = 0.190, P < 0.001), and performance of disease control measures (β = 0.020, P = 0.002). Negative correlations were found with gender ratio (β = −0.050, P < 0.001) and FHST coverage (β = −0004, P = 0.032), as shown in Table 3.

Table 3 Unadjusted association between contextual variables, structure, work process and results and incidence and mortality rates of oral cancer in Brazil

In the multivariable analyses, oral cancer incidence rates remained positively associated with a higher proportion of elderly subjects (β = 0.96; P < 0.001) and higher proportion of adult smokers (β = 0.29; P = 0.010). Higher mortality rates were recorded in municipalities with higher proportion of elderly subjects (β = 0.24; P = <0.001), higher proportion of control actions for oral cancer (β = 0.02; P = 0.002), lower FHST coverage (β = −0.01, P = 0.006), and less public funding for PHC actions (β = − 0.52⁻⁹; P = 0.014). Table 4 further outlines the results of the multivariable analysis.

Table 4 Variables associated with incidence and mortality rates of oral cancer in Brazil (per 100,000 inhabitants) 2003–2012

Discussion

Main findings

Our findings highlighted the association of oral cancer mortality rates and the oral primary care. The exam of a time span data covering 10 years identified socioeconomic and demographic variables were predictors of oral cancer incidence rates. Variables related to the structure and work process in PHC were not associated with this outcome. However, indicators of socioeconomic and demographic context, structure, and working process in PHC were associated with oral cancer mortality rates.

It was also found that increased PHC funding and higher FHST coverage were associated with lower mortality rates of oral cancer. These results are unprecedented in both the national and international literature and demonstrate the importance of investing in PHC. A primary care model focusing in disease prevention and health promotion and based on interdisciplinary team, can provide a reduction in oral cancer mortality rates.

Factors associated with the incidence rate of oral cancer

The proportion of elderly population presented significant positive association with oral cancer incidence rates. The mechanisms for suppressing the expression of oncogenes break down with aging [45,46,47,48], therefore aging is the main risk factor for cancer development [48]. The various stressors trigger cellular senescence, generating certain intracellular signals that modulate a distinct set of senescence-inducing signaling pathways leading to cancer [49, 50].

The proportion of smokers was higher in BFU with higher incidence rates of oral cancer. Although it is known that other factors besides smoking are required for initiation, promotion, and progression of cancer, several meta-analyses and systematic reviews have pointed smoking as a major risk factor for oral cancer [11, 51,52,53].

Other contextual variables such as gender ratio are not associated with the outcomes investigated. Historically, there was a higher incidence and mortality rates of oral cancer in men; however, this trend has shifted over the past few years [6, 54,55,56]. Thus, men and women should be target of policies towards coping with this important health problem.

Factors associated with mortality rates of oral cancer.

The proportion of elderly population also showed a significant, positive association with oral cancer mortality. It is known that elderly patients tend to experience more severe adverse effects of cancer treatments, particularly aggressive treatments, harming their quality of life and reducing survival rates [57, 58]. Because cancer is a potentially lethal disease [59], locations with high incidence rates also tend to have high mortality rates. This elderly population is not only at higher risk of development of the disease but also bears at greater risk of dying.

Populations with higher per capita household income had higher mortality rates of oral cancer. These results are similar to those of another ecological study conducted in Brazil [30], where locations with better social indicators had higher mortality rates of oral cancer. The authors found a correlation between increased life expectancy in locations with higher socioeconomic development and cancer mortality. Moreover, more developed centers, with better organization of health services, may have a better reporting system, which could increase the association between events. In order to assess the association between socioeconomic level and higher incidence of diagnosis of oral cancer, Johnson et al. [60] conducted a study using 2008 data from the American National Health Interview Survey (NHIS). The authors concluded that individuals of higher socioeconomic status were more likely to be diagnosed with oral cancer because they had more access to screening actions.

Many investigations have been conducted to assess the barriers to seeking treatment and the difficulties of professionals face for proper treatment of patients [23, 25, 61,62,63,64]. Low levels of knowledge on cancer, lack of financial resources, and fear of cancer diagnosis are some of the main obstacles for seeking health professionals [61,62,63,64]. An integrative literature review [24] discussed the reasons for which patients delay seeking professional help, identifying sociodemographic characteristics, health behaviors, and psychosocial factors. On the other hand, the omission of care by health teams has been associated with the absence of multidisciplinary work and insufficient attention to the needs of patients and community [23]. This creates a bottleneck effect and obstacle to providing comprehensive and resolute care for the patient. A study conducted in England pointed out that PHC general physicians are poorly prepared to suspect and diagnose malignant lesions in mouth and did not refer patients to OHT [65].

The Southeast and South regions of Brazil are the most developed and sites of referral centers for high complexity, including cancer diagnosis and treatment. There may be a migration of cases to such regions, a phenomenon already documented in the country by Naves et al. [66]. Therefore, although many studies indicate increased risk of development and death from oral cancer in people in areas of greater socioeconomic vulnerability [31, 55, 56, 60, 67], there is still uncertainty and limited knowledge about the relationship between socioeconomic factors and oral cancer. These studies were of individual basis and have shown inconclusive contradictory results [30, 67].

There is little data available on the costs of health services for treatment of patients with oral cancer in Brazil [68]. Using hospital admission data (AIH) paid for by SUS, in 2004 Pinto and Ugá [68] estimated that US$ 9,179,853.27 were spent on hospital admissions and US$ 14,450,238.87 were spent on chemotherapy for the treatment of lip, oral cavity and pharynx cancer. A study examining the cost-effectiveness of treating patients with head and neck cancer at an advanced stage found the average hospital cost per patient was US$ 2058.00 (chemoradiotherapy) and US$ 1167.00 (radiotherapy) in a SUS hospital. The incremental cost-effectiveness ratio was US$ 3300.00 per year. Increases in investment for prevention and early diagnosis actions would reduce health care costs and human suffering.

A BFU with a higher proportion of prevention actions and diagnosis of cancer also had higher mortality rates. Three hypotheses have been raised to explain these findings. First, more developed urban centers with better organization of the work process may have more services available, resulting in immigration of cases and increasing mortality rates recorded in these locations [66]. Secondly, it is possible that the oral health care model in Brazil is still not effectively identifying early stage cases. Finally, even if actions are offered, the health care network is not structured for timely service with appropriate referrals and case resolution.

One of the main guidelines of the National Oral Health Policy of 2004 was the expansion of the number of OHT in the family health strategy with a view to changing the care model in oral health [13, 14, 16, 17, 19, 69]. It also recommends conducting biopsy procedures by OHT in PHC or in Centers of Dental Specialties (CDS), with a focus to early diagnosis [15, 68, 69]. Until then, the model was essentially curative, individualized, performed by dentists in dental offices, focused on medication, and had large barriers to access due to restricted actions and services, especially for restorative and extraction treatment [16,17,18,19, 70]. Therefore, there was little potential to positively impact the oral health indicators of the Brazilian population [16, 17, 71].

Study limitations and strengths.

The study has limitations inherent to its design. The use of secondary data inserts potential selection biases due to the possibility of inadequate recording of events. However, national and international validated official databases were used. Moreover, the death cause registration is significantly improving in Brazil, increasing the validity of estimates for mortality rates [72, 73]. Additionally, data analysis at the BFU level does not take into account the impact of social inequality at the intra-state or intra-municipal levels, as well as the lower levels of aggregation. There are a small number of new cases and deaths due to oral cancer, so aggregation at a higher level is indicated. There are only 27 BFU, leading to a small sample size, therefore the adoption of a longitudinal design resulted in the expansion of the sample as each BFU was repeated several times. Despite this strength, caution is needed for inferences at an individual level because there is a risk of ecological fallacy.

The use of different data sources and the discontinuity of some indicators used hinder longitudinal comparisons. In addition, the hierarchical structure of longitudinal data, where repeated measurements are included within the BFU, generates dependence among observations made year by year and correlated errors. These assumptions require modeling of the data covariance matrix, which would not be achieved with conventional regression analyses. The linear regression of mixed effects adopted in this study produces estimates of standard errors of the model coefficients with lower defect as it incorporates the structure of data dependence in the estimates [43, 44, 74].

Finally, the use of population-based data and the standardization of mortality rates are two strengths of the study because they allowed the comparison of data at different times and among different locations. The pioneering nature of this study is also highlighted, which assesses the effect of socio-demographic indicators, the structure of oral health services, and the work process of PHC teams on the most recent incidence and mortality rates available for the country.

Conclusion

Aspects of the structure and work process in primary healthcare in Brazil have effects on reducing oral cancer mortality, but not cancer incidence. Changes in the work process of oral health teams leading to more effective action in coping with oral cancer are needed. Investments in policies aimed at reducing risk factors should be made to improve the quality of care provided for the population, especially for the elderly, as well as increase the rate of early diagnosis by primary healthcare teams.