The development of the Canberra symptom scorecard: a tool to monitor the physical symptoms of patients with advanced tumours
BMC Cancer volume 3, Article number: 32 (2003)
Patients with advanced (incurable) tumours usually experience a diverse burden of symptoms. Although many symptom assessment instruments are available, we examined whether these addressed tumour-related symptoms.
We reviewed existing symptom assessment instruments and found a number of deficiencies such as instruments being too long or burdensome, too short, or measuring quality of life rather than tumour-related symptoms. Others focused on emotional, rather than physical symptoms. Therefore, we decided to devise a new symptom instrument. A list of 20 symptoms common in patients with advanced tumours generated from the literature and existing instruments, was ranked according to prevalence by 202 Australian clinicians. Following clinicians' responses, the list was revised and two severity assessment scales (functional severity and distress severity) added. The resultant 18-item list was assessed in 44 outpatients with advanced tumours.
Patient responses indicated that a shorter questionnaire of 11 items, reflecting three main symptom clusters, provided a good representation of physical symptoms. An additional symptom that is an important predictor of survival was added, making a 12-item questionnaire, which was entitled "The Canberra Symptom Scorecard" (CSS). For symptom severity, the distress severity scale was more appropriate than the functional severity scale.
The CSS focuses on tumour-related physical symptoms. It is about to be assessed in patients with advanced tumours receiving palliative treatments, when it will also be validated against existing instruments.
Few metastatic tumours are curable and the principal aim of treatment is to improve patients' tumour-related symptoms to maximise quality of life (QoL). A number of QoL and symptom assessment instruments [1–15] has been developed for use in patients with advanced tumours (Table 1 – see additional file 1). These are usually completed by the patient, and predominantly are used as outcome measures in clinical trials [15–22]. In clinical practice, clinicians usually assess symptoms in a less formal fashion, although there are instruments, such as the Edmonton symptom assessment system (ESAS)  that are used on a regular basis, in some practices.
Most appraisals of existing symptom assessment instruments have concluded that they are relevant and acceptable for QoL assessment in patients with advanced tumours [1, 9–13, 15, 16, 18, 20–25]. On the other hand, a number of limitations has been identified in existing instruments: many of the instruments are too lengthy to be administered regularly (e.g. the adapted symptom distress scale (ASDS), the functional assessment of cancer therapy scale-general (FACT-G), the McGill quality of life questionnaire (MQOL), the Memorial symptom assessment scale (MSAS), and the Rotterdam symptom checklist (RSCL)) [6, 7, 11, 12, 14] or they provide only limited benefit in the assessment of symptoms in the more seriously ill patients (e.g. ESAS, RSCL, the patient evaluated problem scores (PEPS)) [20, 21, 24]. Further, the instrument may fail to measure the patient's experience (e.g. the support team assessment schedule (STAS)) [9, 10], or the reference period is either absent or too short (MQOL) [22, 25]. Those that measure QoL rather than tumour-related symptoms (e.g. FACT-G, the EORTC quality of life questionnaire (QLQ-C30), MQOL) tend to be too broad and less relevant for measuring symptoms [7, 11]. In contrast, other instruments are too short to be comprehensive (e.g. PEPS) , or there is doubt that the coverage of symptoms is appropriate (e.g. the M.D. Anderson symptom inventory (MDASI)) . There is also inconsistency between the severity assessment scales used by different instruments, typically either indicating the impairment of functioning (e.g. FACT-G) , or the distress caused by a symptom or symptoms (e.g. ESAS, the symptom distress scale (SDS), modified SDS, ASDS, MQOL) [1, 3–6, 11], or both (e.g. MDASI, RSCL) [13, 14].
Because of these limitations, we decided to investigate the optimal coverage of symptoms necessary and the most appropriate severity assessment scale in an effort to identify an optimal symptom assessment instrument for patients with advanced tumours.
In this study, we explored patient and clinician prevalence rankings of tumour-related symptoms in outpatients with advanced tumours. Based on these relationships, we identified the shortest list of symptoms that covered the major clusters of tumour-related symptoms best for this population. We also examined two different severity assessment scales for each symptom to assess variation between the scales, and whether more than one type of severity assessment scale was needed.
The common symptoms in advanced tumours
A list of 33 of the most frequent symptoms experienced by patients with advanced tumours was compiled from a review of the literature [26, 27] and existing symptom assessment instruments. After interviews on symptom prevalence with 14 patients with advanced tumours and with three clinicians involved in the management of patients with advanced tumours from The Canberra Hospital, the list was reduced to 20 symptoms.
Assessing the initial 20-item symptom list
The 20-item symptom list was circulated to Medical Oncologists, Radiation Oncologists and Palliative Care Physicians around Australia who were invited to comment on the 20 symptoms included in the list and to rank the symptoms according to prevalence in patients with advanced tumours. Clinicians were identified by their membership of the special society for their subspecialty. Two versions of the symptom list were generated using different ordering and one of the versions was randomly attached to each invitation. Space was also made available for clinicians to add up to three additional symptoms that they believed should also be included. Of the 522 clinicians contacted, 202 (38.7%) responded, with 184 clinicians ranking all 20 symptoms. These responses were analysed and the number of symptoms included in the list was reduced further.
Assessing the revised symptom list in patients with advanced tumours
Between April and June 2001, the revised symptom list was assessed in 44 outpatients with advanced tumours attending the Medical Oncology Unit or the Department of Radiation Oncology, at the Canberra Hospital. The oncologists were given details of the study and enrolled eligible patients in a sequential fashion. Eligibility criteria required that patients were aged 18 years or older, had an advanced (incurable) tumour, and were receiving palliative treatment(s). In addition, patients were required to have an ECOG performance status of 0–3, adequate English language skills to complete the questionnaire, no serious concomitant medical or psychiatric condition, and to give written informed consent to participate. The majority of patients completed the questionnaire on their own, but assistance was available from the research staff, if required.
Details of the 44 outpatients who participated are shown in Table 2. The majority was male, the median age was 60 years (range 39–81 years) and the patients had a variety of incurable solid tumours or lymphoma. Of the 44 patients, eight remain alive, but the rest have died. The median survival for the group was 39 weeks (range 3 – 128+ weeks). Enrolment was restricted to 44 patients as post hoc power calculations indicated that the sample of 44 patients yielded a power of over 90% to detect moderate to strong symptom relationships at a significance level of 5%. Generally, both staff and patients found the questionnaire easy to complete, with questionnaire completion taking approximately seven minutes, on average.
Patients' assessments were used to provide a comparison with the clinicians' prevalence ranking of symptoms, and to identify the preferred scale for assessing symptom severity (Table 3 – see additional file 2).
SPSS v10.0 was used to analysis the data. In addition to descriptive statistics, the analysis contained an examination of the prevalence of symptoms among the patients with advanced tumours, and a series of multivariate analyses to obtain a final set of symptoms for inclusion in the CSS. Multi-dimensional scaling was used to examine the relative (Euclidean) distances between symptoms, based on clinicians' prevalence rankings. Spearman's rho correlations were used to determine the relationship between the patients' and clinicians' symptom prevalence rankings.
Linear regression (ordinary least squares) analyses were used to determine the most appropriate scale for assessment of symptom severity (distress versus functional impairment). Composite measures of the two scales were constructed for all the symptoms to assess the explanatory power of each scale, using adjusted variance (R2) for the sample size. Data reduction analysis (principal component) was employed using the preferred scale to identify symptom clusters. Components required eigenvalues over 1 and were varimax rotated, to produce the best cluster fit. Stepwise ordinary least squares regression analyses were used to identify symptoms that were redundant within a cluster. Composite measures of the symptoms were constructed for the clusters to assess the explanatory power of each symptom, using adjusted R2s. Entry into the models was based on a probability 0.05, and a probability of 0.10 for removal.
The project was conducted in accordance with the declaration of Helsinki and was approved by the ACT Department of Health and Community Care Human Research Ethics Committee.
Common symptoms in advanced tumours: the initial list
A list of 20 of the most common symptoms in patients with advanced tumours was generated as described earlier. The symptoms included in this list were: Lack of energy, tiredness, lack of appetite, pain, constipation, nausea, dry mouth, depression, anxiety, difficulty sleeping, tenseness, vomiting, shortness of breath, lack of sexual interest, irritability, nervousness, heartburn, dizziness, sore muscles, and numbness or tingling of the hands or feet.
Prevalence rankings of symptoms by clinicians from around Australia
Analysis of the clinicians' prevalence rankings revealed generally poor agreement among clinicians in the symptom rankings, with a maximum of only 54% of clinicians nominating the same ranking for a symptom (Table 4). Nevertheless, the clinicians tended to rank symptoms in a similar order, with the mean rankings between symptoms being moderately well separated.
Multi-dimensional scaling supported the descriptive findings, with most symptoms being ranked sequentially according to prevalence (demonstrated in Figure 1 by the spread and proximity of the symptoms to the horizontal axis). The two highest ranked (most prevalent) symptoms were lack of energy and tiredness, followed by lack of appetite and pain while the four lowest ranked (least prevalent) symptoms were numbness or tingling of the hands or feet, sore muscles, dizziness and heartburn.
A second dimension was evident in the clinicians' rankings (demonstrated in Figure 1 by the spread of symptoms along the vertical axis). Physical symptoms tended to be in the lower half of the graph while emotional symptoms tended to be in the upper half of the graph, suggesting that clinicians were not only focusing on symptom prevalence, but also the underlying cause (i.e. physical versus emotional).
Based on the analysis of prevalence rankings and comments received from clinicians, modifications were made to the initial 20-item symptom list. First, coughing and problems remembering things were added to the list. Second, we agreed with comments made by clinicians that the symptoms contained in the list should be predominantly tumour-related. Thus, we excluded anxiety, lack of sexual interest, nervousness and irritability, leaving a total of 18 symptoms. The exclusion of these four symptoms was not intended to indicate they were less important, but rather in acknowledgement that other assessment tools are available for these symptoms. Nevertheless, depression and tenseness were retained in the list to provide a guide to the prevalence of emotional symptoms.
Prevalence rankings of symptoms by patients at the canberra hospital
The 44 outpatients at the Canberra Hospital were a diverse group of patients with differing diagnoses. This patient diversity was useful in examining how individual symptoms added to the explanation of variance within symptom clusters and whether the symptom list should be adapted further. The prevalence of symptoms reported by the patients ranged from 64% (lack of energy) to 16% (vomiting) (Table 5). Examining the prevalence of symptoms that appeared in both the initial 20-item list and the revised 18-item list, there was a moderately strong correlation between clinicians' prevalence rankings and the prevalence of symptoms reported by the patients (Spearman's rho = 0.67, p = 0.005). Both clinicians and patients agreed that lack of energy was the most prevalent, and that numbness or tingling of the hands or feet was relatively low in prevalence. However, examples of large disagreement occurred for lack of appetite, constipation, difficulty sleeping, dry mouth, tenseness and vomiting.
Severity assessment scales
In general, the results from the two severity assessment scales were highly correlated. However, problems remembering things, shortness of breath, and numbness or tingling of the hands or feet had relatively smaller correlations between the two scales (0.58, 0.55, and 0.57, respectively). The distress severity scale explained most of the variance for 14 of the 18 symptoms (Table 5), although the impairment of functioning scale was more important for heartburn, shortness of breath, weak or sore muscles and dry mouth. As the distress severity scale explained over 90% of the variance for the majority of symptoms, the impairment of functioning severity scale was discarded in favour of the distress severity scale.
Using the distress severity scale, four significant symptom clusters (components from the principal components analysis) were found. The four symptom clusters were described as predominantly gastrointestinal (GI) symptoms (but also including pain and cognitive function), neurological/emotional symptoms, tension, and respiratory symptoms. These four clusters accounted for 69% of the variance of the varimax rotated sums of squares loadings.
Considering these four clusters as composite measures of the 18 symptoms, the variance explained by individual symptoms within a cluster was reassessed. We found that the majority of the variance in these clusters was explained by several symptoms. For example, nausea, constipation and vomiting accounted for 90% of the variance in the GI/pain/cognitive function symptom cluster, while lack of appetite explained only 0.8% of the variance (Table 6). Similarly, dry mouth, heartburn, numbness or tingling of the hands or feet, depression and tiredness explained 1% or less of the variance in their respective clusters. Hence, we removed the six symptoms that explained little of the variance within their respective clusters, reducing the 18-item symptom list to just 12 symptoms.
We decided to exclude the tension cluster because tension can be measured better using a psychological instrument, leaving 11 symptoms covering the three remaining symptom clusters. However, we decided to reinstate lack of appetite because of its strong predictive value with respect to survival . Thus, we have recommended 12 symptoms that explain 97.8% of the variance in the GI/pain/cognitive cluster, 96.8% of the variance in the neurological/emotional cluster, and 100% of the variance in the respiratory cluster. The final 12 symptoms, contained in these three symptom clusters (Table 7) are: Lack of energy, lack of appetite, pain, constipation, nausea, difficulty sleeping, vomiting, shortness of breath, dizziness, sore muscles, problems remembering things and coughing.
Using these 12 symptoms, we have devised a new 12-item symptom instrument ('The Canberra Symptom Scorecard') that incorporates a single distress severity scale. Included is space for patients to insert up to three additional symptoms not included in the instrument. The Canberra Symptom Scorecard is about to be assessed in centres in Australia and overseas in patients with advanced (incurable) tumours receiving palliative treatments. As part of this next step in the development of The Canberra Symptom Scorecard, it will be validated against selected existing instruments.
The findings of this study suggest that the initial 20-item symptom list provided a reasonable representation of the symptoms experienced by patients with advanced tumours (Table 2). However, the comments received from the clinicians yielded two additional symptoms (problems remembering things and coughing) that proved to be highly prevalent in the patients with incurable tumours surveyed (39% and 23% respectively). The other important suggestion provided by the clinicians was to focus on physical symptoms due to the tumour rather than emotional symptoms, since other instruments assess these better. Consequently, we reduced the list to 18 symptoms that focused predominantly on physical problems.
The high prevalence rates for all 18 symptoms in the 44 outpatients with incurable tumours surveyed further supported the coverage (Table 4). However, these high rates made it difficult to identify individual symptoms that could be eliminated from the list, as we had aimed to identify only those symptoms essential for routine measurement.
We were able to reduce the number of symptoms further, while maintaining good coverage, by exploring symptom clusters. Eleven symptoms were found to explain adequately the variation within the three clusters that covered the physical symptoms (Table 6). However, we added lack of appetite to the symptom list, making a final list of 12 symptoms. Our findings are consistent with those of Watson et al  who also identified similar broad clusters of physical symptoms in cancer patients, using a 30-item version of the RSCL. We believe that these three clusters (Table 7) encompass the most important symptoms in patients with advanced tumours.
Using this final list of 12 symptoms as a guide, we reassessed existing symptom assessment instruments and found that some did not address all the symptoms we recommend (e.g. ESAS, MDASI), while others covered too many symptoms, making them too lengthy for regular administration (e.g. ASDS, MQOL, MSAS, RSCL). For example, the core list of 13 symptoms of the MDASI  is limited in the assessment of neurological symptoms but contains a considerable number of symptoms related to emotional problems. In our opinion, the usefulness of assessing emotional (or psychological) symptoms this way is questionable. The CSS does not include assessment of emotional or psychological symptoms, as it concentrates on physical symptoms related to the tumour. If assessment of emotional symptoms is also required, we recommend that another suitable instrument be used.
In summary, despite a relatively large number of available symptom assessment instruments, little research has been undertaken to determine the adequate coverage of symptom clusters appropriate for patients with advanced tumours, and consequently the minimum list of symptoms needed to measure these clusters. In the present study, we undertook such an investigation that yielded three important symptom clusters and their associated symptoms. Comparing our final list and existing symptom lists, we found major symptoms were missing from shorter lists most likely to be considered for routine measurement in clinical practice. As a result, we recommend that modifications need to be made to existing instruments to address these limitations, and that further consideration be given to issues around the measurement of physical symptoms and psychological symptoms.
Based on our findings, we have identified a brief set of symptoms covering the common physical symptoms experienced by outpatients with advanced tumours. From this we have developed a symptom assessment instrument called 'The Canberra Symptom Scorecard' (CSS) that comprehensively covers the important and common symptoms associated with advanced (incurable) tumours. We believe that this instrument should help clinicians to monitor these symptoms in outpatients undergoing palliative treatment(s), such as palliative chemotherapy, palliative radiotherapy or symptomatic treatments. It is about to be assessed in patients with advanced tumours receiving palliative treatments in centres in Australia and overseas, and, as part of this assessment, it will be validated against existing instruments. We believe that this investigation should establish the validity and usefulness of the CSS in patients with advanced tumours receiving palliative treatments aimed at improving patients' symptoms.
We reviewed existing symptom assessment instruments and found a number of deficiencies such as existing instruments being too long or burdensome, too short, or measuring quality of life, rather than tumour-related physical symptoms. Others sacrificed important physical symptoms for emotional symptoms that may be assessed better using psychological instruments. Therefore, we devised a new symptom instrument ("The Canberra Symptom Scorecard", (CSS)). This is a short 12-item symptom questionnaire that focuses on the physical symptoms important in patients with advanced tumours. It appears suitable for outpatients with advanced (incurable) tumours receiving palliative treatments and is about to be assessed in such patients, both in Australia and overseas when it will also be validated against existing instruments.
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The pre-publication history for this paper can be accessed here:http://www.biomedcentral.com/1471-2407/3/32/prepub
We would like to thank The Canberra Hospital Private Practice Fund for providing a research grant that supported this investigation. We would also like to thank all the clinicians and patients who participated in the study and those clinicians who referred patients into the study.
All authors participated equally in this research project. MJB conducted the interviews with patients and clinicians and drafted the manuscript. BS was responsible for the analysis of the results. RSH, DB and BS conceived the study and participated in its design and coordination. All authors read and approved the final manuscript.
Margherita J Barresi, Bruce Shadbolt, Don Byrne and Robin Stuart-Harris contributed equally to this work.
Electronic supplementary material
Additional File 1: Table 1 – Self-Report Quality of Life and Functional Instruments to Measure Symptom Occurrence and/or Distress in Adult Patients with Advanced Tumours. (DOC 36 KB)
Additional File 2: Table 3 – Q1 During the past 7 days including today, have you suffered from a lack of energy? (DOC 22 KB)
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Barresi, M.J., Shadbolt, B., Byrne, D. et al. The development of the Canberra symptom scorecard: a tool to monitor the physical symptoms of patients with advanced tumours. BMC Cancer 3, 32 (2003). https://doi.org/10.1186/1471-2407-3-32