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Early dissemination of bevacizumab for advanced colorectal cancer: a prospective cohort study
BMC Cancervolume 11, Article number: 354 (2011)
We describe early dissemination patterns for first-line bevacizumab given for metastatic colorectal cancer treatment.
We analyzed patient surveys and medical records for a population-based cohort with metastatic colorectal cancer treated in multiple regions and health systems in the United States (US). Eligible patients were diagnosed with metastatic colorectal cancer and initiated first-line chemotherapy after US Food & Drug Administration (FDA) bevacizumab approval in February 2004. First-line bevacizumab therapy was defined as receiving bevacizumab within 8 weeks of starting chemotherapy for metastatic colorectal cancer. We evaluated factors associated with first-line bevacizumab treatment using logistic regression.
Among 355 patients, 31% received first-line bevacizumab in the two years after FDA approval, including 26% of men, 41% of women, and 16% of those ≥ 75 years. Use rose sharply within 6 months after FDA approval, then plateaued. 20% of patients received bevacizumab in combination with irinotecan; 53% received it with oxaliplatin. Men were less likely than women to receive bevacizumab (adjusted OR 0.55; 95% CI 0.32-0.93; p = 0.026). Patients ≥ 75 years were less likely to receive bevacizumab than patients < 55 years (adjusted OR 0.13; 95% CI 0.04-0.46; p = 0.001).
One-third of eligible metastatic colorectal cancer patients received first-line bevacizumab shortly after FDA approval. Most patients did not receive bevacizumab as part of the regimen used in the pivotal study leading to FDA approval.
Bevacizumab, a monoclonal antibody against vascular endothelial growth factor, was the first biologic agent shown to improve median overall survival (by 4.7 months) in patients with metastatic colorectal cancer, when given with cytotoxic chemotherapy . Results of the first phase III study demonstrating this benefit were released publically in June, 2003, and published in June, 2004. The United States (US) Food and Drug Administration (FDA) approved bevacizumab for first-line treatment of metastatic colorectal cancer in February, 2004. The drug was approved by the European Union a year later in January, 2005. Although effective in prolonging survival, bevacizumab is expensive, can cause hypertension, cardiovascular events, and in rare instances, severe hemorrhage or gastrointestinal tract perforation [1, 3].
Little is known about the early uptake of new biologic therapies such as bevacizumab for advanced cancer. Specifically, 1) what is the initial dissemination pattern of biologic agents?; and 2) how do clinicians interpret clinical trial results for biologic agents, especially since selective trial eligibility might not represent the broad spectrum of patients treated in the community setting? Registry studies for bevacizumab have examined post-marketing safety and efficacy, but these studies cannot answer our two questions since all enrolled patients received bevacizumab [5, 6].
Answering these questions is critically important in light of recent regulatory decisions related to bevacizumab. At the end of 2010, the FDA recommended removing bevacizumab's breast cancer indication due to lack of survival benefit; the European Medicines Agency has maintained its indication but only in combination with paclitaxel. In light of the high drug cost, we must understand how novel agents are used in standard care since in certain instances, rapid dissemination occurs despite lack of long-term, phase IV data.
We used data from the Cancer Care Outcomes Research and Surveillance (CanCORS) Consortium, a US population- and healthcare systems-based study of newly-diagnosed patients with colorectal cancer, to describe the uptake of bevacizumab and to identify factors associated with its use. Comprehensive medical record abstraction enabled us to evaluate bevacizumab use in relationship to comorbidity and other patient characteristics not typically available in cancer registry data . Thus, we were able to examine dissemination of this new therapy in a broad range of community settings.
Cancer Care Outcomes Research and Surveillance Consortium
CanCORS is a prospective, observational, population- and healthcare systems-based cohort study designed to determine how characteristics of cancer patients, providers, and health care organizations influence treatments and outcomes in newly diagnosed lung or colorectal cancer patients . The full CanCORS cohort appears representative of the US Surveillance, Epidemiology, and End Results (SEER) registry sample: CanCORS participants did not differ from their corresponding SEER population by more than 8 percentage points in any important demographic characteristics such as gender, race, age, and stage . Patients with colorectal cancer were nationally enrolled from geographically diverse populations and health care systems, including five integrated health care systems in the NCI-funded Cancer Research Network, and fifteen Veterans Administration Hospitals . Primary data were collected from patient surveys and medical records. Human subject committees approved the study protocol at each participating site.
Eligible patients were at least 21 years old and were identified within 3 months of diagnosis of colorectal cancer. Three thousand six hundred sixty-four incident cases of colorectal cancer (Figure 1) were enrolled in the CanCORS cohort between September, 2003 to January, 2006, including 742 patients (20%) with advanced colorectal cancer (677 with stage IV cancer at diagnosis, and 65 with a metastatic or regional recurrence within the 15-month post-diagnosis follow-up period of the study). Of note, this stage distribution (20% with advanced cancer) is consistent with that seen in the SEER registry, where patients with advanced colorectal cancer comprise 19% of all patients . Of the 742 patients in our cohort with stage IV or recurrent disease, 355 initiated first-line treatment after the bevacizumab approval date in February, 2004 and were included in this analysis. Hence, the subcohort of interest for this analysis began treatment from March, 2004-January, 2006. All patients or their surrogates provided informed consent at enrollment. Recruitment materials and patient surveys were translated into Spanish and Chinese.
Medical records data were abstracted by trained abstractors at each of the data-collection sites. The time window for records abstraction was three months before diagnosis to fifteen months after diagnosis. Data abstractors had professional experience as cancer registrars or nurses and underwent an intensive four-day training course on data collection processes and standards in CanCORS. Quality assurance was monitored by completion of up to six gold-standard reference chart abstractions per abstractor.
Presence of comorbid illness was collected as part of the medical record abstraction. The degree of comorbidity was scored using the Adult Comorbidity Evaluation 27 (ACE-27), a 27-item index developed to provide prognostic information for cancer patients .
Primary data were collected from patients via computer-assisted telephone interviews 4-7 months after diagnosis. For patients who had died or were too ill to be interviewed, a surrogate (relative or household member) familiar with their cancer care was interviewed. The surveys (available at http://www.cancors.org/public) assessed patients' sociodemographic characteristics (age, race/ethnicity, annual income), insurance coverage, comorbid conditions, and beliefs about cancer care (see Additional file 1) .
Surveys were the primary source of insurance information; medical records provided a secondary source. We categorized patients by whether or not they received care in an integrated health system, defined as one of the 5 participating health maintenance organizations, a California Kaiser Permanente plan, or one of the participating Veterans Administration hospitals . Patients were also classified by US region (South, including sites in Alabama, Mississippi, Tennessee, Texas, Georgia; Atlantic, including sites in Massachusetts, Maryland, New York, and North Carolina; and West/Midwest, including sites in Arizona, California, Oregon, Washington, Iowa, Illinois, Indiana, Michigan, Minneapolis, Indiana).
First-line therapy with bevacizumab was defined as receipt of bevacizumab within 8 weeks of starting any chemotherapy for stage IV or recurrent colorectal cancer. For instance, a patient who began metastatic colorectal cancer treatment with cytotoxic chemotherapy, then had bevacizumab added to the regimen 6 weeks later was categorized as receiving first-line bevacizumab. Rates of first-line bevacizumab use pertain to the period from March, 2004 (the month after FDA approval) to January, 2006. To evaluate the relationship between diffusion of bevacizumab and calendar time since FDA approval, we analyzed quarterly usage. Since CanCORS participants were enrolled as a fixed cohort, and the rate of enrollment in CanCORS did not remain constant over the study period, the denominator of eligible patients per quarter (any patients starting any first-line chemotherapy) decreased over time.
The FDA approved bevacizumab based on the results of the pivotal phase III study where bevacizumab was delivered in combination with 5-fluorouracil and irinotecan; however, approval was for use "with intravenous 5-fluorouracil-based chemotherapy," without specifying use of additional agents, such as irinotecan or oxaliplatin . To determine how strictly practitioners interpreted trial data and FDA indication, we described which other drugs were delivered in combination with first-line bevacizumab.
We calculated descriptive statistics summarizing sociodemographic, comorbidity data, and survey-based patient preferences and beliefs. We evaluated factors associated with treatment using logistic regression. Results of multivariable modeling are presented as odds ratios (OR), two-sided p-values, and 95% confidence intervals (with associated confidence interval plots) . Variables were selected for inclusion in multivariable models using a combination of statistical selection criteria (e.g., sufficient variation across values of the outcome, p < 0.25 in unadjusted analyses) and a priori scientific interest (race/ethnicity and comorbidity). Multiple imputation was used to address item nonresponse for survey-based variables and was performed centrally by the CanCORS Statistical Coordinating Center . The presented results from multivariable models incorporate formal imputation adjustments . Data analysis was conducted at the Durham Veterans Administration Medical Center, the coordinating site for Veterans Administration hospitals participating in CanCORS. This analysis used CanCORS core data (version 1.9), medical record data (version 1.9) and patient survey data (version 1.8). Statistical analyses were performed using SAS for Windows Version 9.2 (SAS Institute, Cary, NC).
Three hundred fifty-five patients met inclusion criteria for this analysis (Figure 1). Their characteristics are detailed in Table 1; 66% percent were male, 18% were ≥ 75 years old, and 62% were white. Seventy-three percent had no or mild comorbidity (ACE-27 score of 0-1). Since the most common contraindications to bevacizumab are related to cardiovascular disease, we described incidence of cardiovascular disease based on data from the ACE-27 (Table 1). Forty-nine percent of patients had at least one cardiovascular risk factor. Thirty-six percent had private insurance, 13% had public insurance, 27% had Medicare plus supplemental insurance, and 19% had Veterans Administration healthcare. Of those with only public insurance, 64% had Medicare, 62% had Medicaid, and 33% had both.
Dissemination of bevacizumab after FDA approval
Of the 355 patients in this cohort eligible to receive bevacizumab from March, 2004 (after FDA approval) to January, 2006, 31% received the drug as a component of their first-line systemic treatment for stage IV or recurrent disease (Figure 1). Figure 2 displays the quarterly use of bevacizumab 9 months before FDA approval to 12 months after FDA approval of bevacizumab. Only 20% of patients starting first line therapy for metastatic colorectal cancer received first-line bevacizumab in March 2004, the month after FDA approval. In the year following approval, the highest percentage of use was seen during June-August 2004, specifically in July 2004 (48%), a month after publication of the pivotal phase III study which reported the drug's efficacy .
Drugs used in combination with bevacizumab
The FDA approved bevacizumab for use with intravenous 5-fluorouracil-based chemotherapy. Seventy-five percent of patients received bevacizumab with intravenous 5-fluorouracil (with or without other chemotherapy), in accordance with the FDA indication (Table 2). Thirteen percent received bevacizumab with capecitabine (with or without other chemotherapy).
Only 20% of those who received first-line bevacizumab received it with irinotecan--19% with 5-fluorouracil, as described in the pivotal phase III study, and 1% with capecitabine (Table 2). Fifty-three percent received bevacizumab in combination with oxaliplatin. Eight percent received bevacizumab with 5-fluorouracil alone; 5% with capecitabine alone; and 14% with "other" agents. No patients received first-line bevacizumab as a single agent.
Factors associated with bevacizumab use
Twenty-six percent of men received first-line bevacizumab (Table 3). In the multivariable model (Figure 3), men were significantly less likely to receive first-line bevacizumab than women (adjusted OR 0.55; 95% CI 0.32-0.93; p = 0.026). Bevacizumab use declined with age: first-line bevacizumab was used by 41% of those < 55 years of age, 32% of those 55-64 years of age, 30% of those 65-74 years of age, and 16% for those ≥ 75 years of age. Patients ≥ 75 years old were significantly less likely to receive first-line bevacizumab than younger (< 55 years) patients (adjusted OR 0.13; 95% CI 0.04-0.46; p = 0.001). Patients in the Atlantic region were more likely to receive bevacizumab than those in the West-Midwest (adjusted OR 2.51; 95% CI 1.37-4.59; p = 0.003), and patients in the South region also tended to receive bevacizumab more often than those in the West-Midwest (adjusted OR 2.16; 95% CI 1.17-4.00; p = 0.014).
Patients' race was not significantly associated with receipt of bevacizumab, nor was insurance status. To assess the effect of organization of care, apart from insurance type, we substituted health system for insurance in the adjusted analyses. No significant association was seen between health system type and receipt of first-line bevacizumab, and none of the other associations were substantially altered. The relationship between patients' income and receipt of bevacizumab was not significant.
ACE-27 comorbidity score was not significantly associated with receipt of first-line bevacizumab. Since cardiovascular comorbidity presents a potential contraindication, we also examined the specific impact of cardiovascular comorbidity on bevacizumab use. In the unadjusted analysis, we found no statistically significant association between bevacizumab use and the presence of cardiovascular disease. Patients' knowledge, belief, and attitudes were also not statistically significantly associated with receipt of bevacizumab (Table 3). However, due to missingness, these variables were not included in the final analytic model.
Over the two years following approval of bevacizumab for first-line treatment of advanced colorectal cancer, we found that 31% of a nationally-representative sample of treated patients received the agent as a component of their care. Bevacizumab use showed an initial rapid uptake in the first 6 months after FDA approval and then leveled off. Seventy-five percent of patients received bevacizumab with intravenous 5-fluorouracil (with or without other chemotherapy), in accordance with the label. Only 19% of patients received bevacizumab with irinotecan and 5-fluorouracil, as described in the pivotal clinical trial which led to FDA approval. Prior to this study, little was known about the patterns of bevacizumab use soon after FDA approval, and little was known about the factors associated with early use. Registry studies for bevacizumab examined post-marketing safety and efficacy,[5, 6] but all enrolled patients in those studies received bevacizumab; hence, those studies could not address questions related to dissemination.
The rapid increase noted in the first year was unprecedented for a cancer drug, and was likely a consequence of two factors. First, when it was approved, the drug received a great deal of media attention, including being called "revolutionary." This attention presumably promoted initial uptake by oncologists. Second, bevacizumab was the first anti-angiogenic agent to demonstrate improvement in overall survival for colorectal cancer-a potential paradigm shift in cancer treatment that also may have stimulated an upsurge of initial interest on the part of oncologists .
Why, despite the rapid rise, did early bevacizumab uptake level off at less than one-third of eligible patients? Our data suggest that clinicians may have restricted their use to a sub-segment of potentially eligible patients. We found that older age, even after adjusting for comorbidity, was associated with less bevacizumab use. The mean age of patients who received bevacizumab in our study was 58.2 years, nearly identical to the mean age of 59.5 years in the pivotal phase III trial . Early adopters of the drug may have worried that its safety in elderly patients was not adequately addressed by the trial design and were hesitant to use the novel therapy in older patients without post-approval data. Hence, they limited use of the drug to patients who were similar to those treated in the definitive clinical trial. Similar findings have been noted among colorectal cancer patients eligible for adjuvant chemotherapy: the elderly receive lower doses and shorter duration of therapy than recommended by trial data .
Men were less likely than women to receive bevacizumab. It is unclear why gender played a role, especially since prior studies investigating the impact of gender on treatment of colorectal cancer have found no difference [21, 22]. Men are more likely than women to have subclinical cardiovascular disease  and to be taking aspirin . In the phase III trial of bevacizumab, patients were excluded if they had significant cardiovascular disease, regular aspirin use (> 325 mg per day), preexisting bleeding disorders, or full-dose anticoagulation . Although we adjusted for cardiovascular comorbidity, our measures may not have fully captured these specific conditions. Clinicians might have been more hesitant to use the drug in men with greater cardiovascular risk given the exclusion criteria in the pivotal trial. To ensure that the gender effect was not due to confounding by the largely male Veterans Administration population we did a secondary analysis excluding the Veterans Administration patients and found no change in the association between gender and receipt of bevacizumab.
The FDA approved bevacizumab in 2004 to be used in combination with intravenous 5-fluorouracil-based chemotherapy, based on results of the pivotal phase III study, which used bevacizumab in combination with irinotecan and 5-fluorouracil (IFL) . Although the pivotal trial was designed with IFL as the chemotherapy backbone, the label considered bevacizumab in combination with any first-line 5-fluorouracil-containing regimen to be on label. The relative flexibility that the FDA provided to oncologists by labeling it for use in combination with any 5-fluorouracil-containing regimen might have been the result of rising concern over excessive rates of treatment-associated deaths with IFL [25, 26]. Hence, oncologists could use bevacizumab in combination with oxaliplatin and still remain in accordance with the FDA indication.
Despite lack of evidence at the time for use with oxaliplatin, more than twice as many patients in our study received bevacizumab with oxaliplatin than with irinotecan. Due to the concern over treatment-associated deaths with IFL, clinicians may have opted to use oxaliplatin-based regimens with the assumption that the incremental advantage of adding bevacizumab would be similar to IFL. In fact, when evidence was subsequently published in 2008 for bevacizumab given in combination with 5-fluorouracil and oxaliplatin (FOLFOX), no significant improvement in overall survival was demonstrated over FOLFOX alone . Additionally, some bevacizumab-receiving patients in our study were not treated with first-line 5-fluorouracil at all, thereby receiving off-label treatment. A few bevacizumab-receiving patients were treated with capecitabine, an approach that was not supported by published evidence or FDA indication.
We observed a somewhat complex relationship between the initial evidence supporting use of bevacizumab in patients with advanced colorectal cancer and early patterns of uptake. Clinicians were apparently guided by the eligibility criteria of the trial, hesitating to treat older patients or those at risk for cardiovascular compromise. However, they chose to give the drug in combination with chemotherapy regimens not supported by the FDA or existing evidence at the time. Future studies of the dissemination of subsequently approved targeted agents will be needed to determine whether these patterns were specific to adoption of this new biologic agent or apply more broadly to other biologic treatments for cancer. We also saw no association with patient preferences or beliefs. Our findings thus suggest that oncologists, not patients, were the primary decision-makers about whether to include bevacizumab for patients treated with chemotherapy.
Our analysis revealed regional disparities, with patients living in the Atlantic region being more likely than those in other regions to receive bevacizumab. Regional variation has been well-described in relation to delivery of both surgery and chemotherapy for various cancers [28–33]. Our findings of regional variation are unlikely the result of differential reimbursement for bevacizumab since the US Centers for Medicare & Medicaid Services (CMS) approved coverage for bevacizumab retroactive to the FDA approval date. Furthermore, the regional variation is unlikely to have been the result of formulary availability within each health system, since in the US anticancer drugs are generally available on formulary at the time of FDA approval. In their review of 59 anticancer drugs (including bevacizumab), Mason et al. found that 100% of drugs were covered by CMS and the Veterans Administration health system from the time of FDA approval . Additionally, at least in the Veterans Administration health system, bevacizumab was available prior to formulary listing but after FDA approval via non-formulary request (personal communication, Geraci M, 2010).
Our study has several limitations. While we assessed patient preferences and beliefs, we could not assess preferences specific to bevacizumab. Our cohort is a small sub-sample drawn from a relatively large cohort, though it is large enough to support robust analysis, and CanCORS enrollees are representative of patients included in the SEER cancer registry . Additionally, longitudinal follow-up of our cohort was short.
We found a rapid uptake of bevacizumab after FDA approval, though only a third of eligible patients received the drug. Use of bevacizumab in practice differed from that described in clinical trials leading to FDA approval. Dissemination of novel agents might be improved through comparative effectiveness research measuring the benefits and safety of treatments through post-marketing (phase IV) studies that track the dissemination of new therapies and their associated outcomes.
This work and the CanCORS Consortium are supported by grants from the National Cancer Institute to the Statistical Coordinating Center (grant number U01 CA093344) and the National Cancer Institute-supported Primary Data Collection and Research Centers (Dana-Farber Cancer Institute/Cancer Research Network (grant number U01 CA093332); Harvard Medical School/Northern California Cancer Center (grant number U01 CA093324); RAND/UCLA (grant number U01 CA093348); University of Alabama at Birmingham (grant number U01 CA093329); University of Iowa (grant number U01 CA093339); and the University of North Carolina (U01 CA 093326); the Agency for Healthcare Research Quality (grant number 03-438MO-03); and by a Department of Veterans Affairs grant to the Durham VA Medical Center (grant number HSRD CRS 02-164). The study sponsors (National Cancer Institute, the Agency for Healthcare Research Quality, and the Department of Veterans Affairs) played no role in study design, data collection, analysis, interpretation, writing, or decision to submit for publication.
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The pre-publication history for this paper can be accessed here:http://www.biomedcentral.com/1471-2407/11/354/prepub
SYZ acknowledges research support from the Duke Mentored Clinical Research Scholarship Program (grant number 5KL2RR024127-03), the CALGB Foundation, and the HealthWell Foundation.
SYZ discloses receipt of honoraria from Genentech. PC discloses receipt of research funding from Genentech. Other authors have no conflicts of interest to disclose. All other authors declare no competing interests.
SYZ, JLM, SCG, DHA, DS, JCW, MNF, JZA, and DP were responsible for conception and design. SYZ, SCG, DHA, JTL, LLZ, JCW, MNF, JZA, RW, KLK, PC, DWW, and DP assisted in collection and assembly of data. SYZ, JLM, SCG, DHA, DS, LLZ, JCW, MNF, JZA, RW, KLK, PAG, and DP participated in data analysis and interpretation. All authors participated in manuscript writing, and all authors approved the final manuscript.