Allogeneic hematopoietic stem cell transplantation can improve the prognosis of high-risk pediatric t(8;21) acute myeloid leukemia in first remission based on MRD-guided treatment

Pediatric acute myeloid leukemia (AML) with t(8;21) (q22;q22) is classified as a low-risk group. However, relapse is still the main factor affecting survival. We aimed to investigate the effect of allogeneic hematopoietic stem cell transplantation (allo-HSCT) on reducing recurrence and improving the survival of high-risk pediatric t(8;21) AML based on minimal residual disease (MRD)-guided treatment, and to further explore the prognostic factors to guide risk stratification treatment and identify who will benefit from allo-HSCT. Overall, 129 newly diagnosed pediatric t(8;21) AML patients were included in this study. Patients were divided into high-risk and low-risk group according to RUNX1-RUNX1T1 transcript levels after 2 cycles of consolidation chemotherapy. High-risk patients were divided into HSCT group and chemotherapy group according to their treatment choices. The characteristics and outcomes of 125 patients were analyzed. For high-risk patients, allo-HSCT could improve 5-year relapse-free survival (RFS) rate compared to chemotherapy (87.4% vs. 61.9%; P = 0.026). Five-year overall survival (OS) rate in high-risk HSCT group had a trend for better than that in high-risk chemotherapy group (82.8% vs. 71.4%; P = 0.260). The 5-year RFS rate of patients with a c-KIT mutation in high-risk HSCT group had a trend for better than that of patients with a c-KIT mutation in high-risk chemotherapy group (82.9% vs. 75%; P = 0.400). Extramedullary infiltration (EI) at diagnosis was associated with a high cumulative incidence of relapse for high-risk patients (50% vs. 18.4%; P = 0.004); allo-HSCT can improve the RFS (P = 0.009). allo-HSCT can improve the prognosis of high-risk pediatric t(8;21) AML based on MRD-guided treatment. Patients with a c-KIT mutation may benefit from allo-HSCT. EI is an independent prognostic factor for high-risk patients and allo-HSCT can improve the prognosis.


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Results: For high-risk patients, allo-HSCT could improve 5-year relapse-free survival (RFS) rate compared to chemotherapy (87.4% vs. 61.9%; P = 0.026). Five-year overall survival (OS) rate in high-risk HSCT group had a trend for better than that in high-risk chemotherapy group (82.8% vs. 71.4%; P = 0.260). The 5-year RFS rate of patients with a c-KIT mutation in high-risk HSCT group had a trend for better than that of patients with a c-KIT mutation in high-risk chemotherapy group (82.9% vs. 75%; P = 0.400). Extramedullary infiltration (EI) at diagnosis was associated with a high cumulative incidence of relapse for high-risk patients (50% vs. 18.4%; P = 0.004); allo-HSCT can improve the RFS (P = 0.009).
Conclusions: allo-HSCT can improve the prognosis of high-risk pediatric t(8;21) AML based on MRD-guided treatment. Patients with a c-KIT mutation may benefit from allo-HSCT. EI is an independent prognostic factor for high-risk patients and allo-HSCT can improve the prognosis.
Keywords: RUNX1-RUNX1T1 transcript levels, Childhood acute myeloid leukemia, Allogeneic hematopoietic stem cell transplantation, Relapse Background Translocation (8;21) (q22;q22) or RUNX1-RUNX1T1 rearrangement comprises 10-15% of pediatric acute myeloid leukemia (AML) and is known to have a favorable outcome [1]. However, approximately 30% of patients ultimately relapse and even with allogeneic hematopoietic stem cell transplantation (allo-HSCT), the prognosis of patients who relapse remains poor [2]. Therefore, the present study aimed to establish how to identify high-risk patients and determine stratified treatment to reduce disease recurrence and improve survival.
Cytogenetics is an important standard for risk stratification in pediatric AML [3,4]. Minimal residual disease (MRD) monitoring based on cytogenetic stratification is useful for assessing susceptibility to chemotherapy and making risk stratification more accurate and instructive. St Jude Children's Research Hospital recently reported a trial of an MRD-directed risk stratification strategy to successfully improve the outcomes of high-risk pediatric patients with AML [5]. For pediatric t(8;21) AML, many clinical trials have confirmed that monitoring RUNX1-RUNX1T1 transcript levels can effectively predict relapses and direct clinical interventions [6,7]. However, it is currently unclear how the prognosis of high-risk pediatric t(8;21) AML with allo-HSCT based on MRDguided therapy can be improved due to the low incidence of pediatric t(8;21) AML and fewer patients undergoing allo-HSCT.
In this study, we performed MRD-guided treatment on 125 patients and demonstrated that allo-HSCT can improve the prognosis of high-risk t(8;21) patients and analyzed the effect of other risk factors affecting the prognosis.

Patients
Overall, 129 pediatric t(8;21) AML patients were enrolled between January 2011 and December 2017. The following inclusion criteria was applied: (1) 1 to 16 years old; (2) newly diagnosed with t(8;21) and/or RUNX1/ RUNX1T1 transcripts; and (3) achieved complete remission (CR) after 2 cycles of induction. Figure 1 presents the treatment scheme. Each patient's parent or legal guardian signed an informed consent for chemotherapy and/or allo-HSCT. The study was approved by the Ethics Committee of Peking University People's Hospital.

MRD monitoring and c-KIT mutation screening
Bone marrow samples were collected at the time of diagnosis, before every cycle of chemotherapy, and then at 3month intervals for 2 years, and at 6-month intervals for another 2 years. Real-time quantitative reverse transcription polymerase chain reaction (RT-PCR) was used to quantitatively detect the level of RUNX1/RUNX1T1 transcripts. A direct sequencing method was used to screen for c-KIT mutations.
Treatment response assessment and risk groups CR was defined as the presence of < 5% blasts in bone marrow, an absolute neutrophil count > 1 × 10 9 /L, a platelet count > 100 × 10 9 /L, with no red cell transfusions and the absence of extramedullary disease. The recurrence of ≥5% bone marrow blasts and/or the development of extramedullary disease was defined as a relapse. After the second consolidation therapy, patients with RUNX1-RUNX1T1 transcript levels > 0.05% were defined as highrisk. Patients with RUNX1-RUNX1T1 transcript levels dropping to ≤0.05% after the second consolidation therapy were assigned to the low-risk group.

Treatment protocols
Induction chemotherapy included cytarabine at 150 mg/m 2 for 7 days (continuous infusion for day 1-2, and twice a day, 3 h for each infusion for day 3-7) in combination with anthracycline (idarubicin at 10 mg/m 2 for 2 days) and etoposide at 100 mg/m 2 for 3 days. Consolidation chemotherapy began after two induction cycles. Consolidation was composed of three regimens. Regimen 1: cytarabine (Ara-c 2 g/ m 2 for 4 days) with anthracycline (idarubicin at 10 mg/m 2 for 2 days). Regimen 2: Harringtonine at 3 mg/m 2 for 7 days with cytarabine at 150 mg/m 2 for 7 days. Regimen 3: cytarabine at 150 mg/m 2 for 7 days (continuous infusion for day 1-2, and twice a day, 3 h for each infusion for day 3-7) in combination with anthracycline (idarubicin at 10 mg/m 2 for 2 days) and etoposide at 100 mg/m 2 for 3 days. Alternate use of the three regimens was recommended for a total of 12-18 months. From October 2014, patients with c-KIT mutations were given tyrosine kinase inhibitor (TKI) drugs during chemotherapy intermission. For patients with a c-KIT D816V mutation or with CNSL, oral Dasatinib (50-70 mg/m 2 /d) was given, remaining patients with a c-KIT mutation were taken with oral Imatinib (270-340 mg/m 2 /d). TKIs were given from the beginning of the second course of chemotherapy to the end of chemotherapy. High-risk patients were recommended for allo-HSCT. Conditioning regimens were administered as previously described [8,9]. Patients who received an HLA-mismatched HSCT received a regimen including cytarabine (4 g/m2/day, i.v.) on days − 10 and − 9, busulfan (BU) (3.2 mg/kg/day, i.v.) on days − 8 to − 6, cyclophosphamide (Cy) (1.8 g/m2/day, i.v.) on days − 5 and − 4, semustine (250 mg/m2, p.o.) on day − 3, and ATG (2.5 mg/kg/day, i.v.) from days − 5 to − 2. Patients who received an HLA-identical HSCT were treated with a regimen without ATG, which was identical to that of haploidentical HSCT recipients. All patients received aGVHD prophylaxis consisting of cyclosporine A, mycophenolate mofetil, and a shortterm methotrexate regimen.

Statistical methods
Relapse-free survival (RFS) was defined as the time between remission and relapse or death. Overall survival (OS) was defined as the time between diagnosis and death or the last follow-up. SPSS23.0 (SPSS Inc., Chicago, IL, USA) was used for data analysis. The Kaplan-Meier method was used to analyze RFS and OS, which was then analyzed with the log-rank sum test. The X 2 test was performed to compare rates between groups. The Mann-Whitney or Wald-Wolfowitz test was performed to analyze significance of differences between continuous variables. Receiver operating characteristic (ROC) curve analysis was done to define the value with the highest sensitivity and specificity for predicting an event. Cox regression was performed to analyze factors that may affect RFS. P value < 0.05 was considered statistically significant.

Patient characteristics
In this study, 129 newly diagnosed pediatric t(8;21) AML patients were enrolled. Four patients were excluded due to their death before 2 cycles of consolidation chemotherapy (n = 2) and withdrawal (n = 2). The remaining 125 patients were divided into a low-risk group (n = 70) and a high-risk group (n = 55), according to the RUNX1-RUNX1T1 transcript levels after 2 cycles of consolidation chemotherapy. High-risk patients with RUNX1-RUNX1T1 transcript levels > 0.05 after the completion of 2 cycles of consolidation chemotherapy were automatically divided into the HSCT group (n = 27) and chemotherapy group (n = 28) according to the parents' wish, availability of donors, and economic conditions. In the high-risk HSCT group, twenty-five patients received haploidentical hematopoietic stem cell transplantation (haplo-HSCT) and two patients received HLA-matched sibling donor HSCT. General information, cytogenetic characteristics, and treatment responses for each group are summarized in Table 1. There were no significant differences between the high-risk chemotherapy group and high-risk HSCT group except age due to the choice bias caused by parents of younger patients who believe that the risk of transplantation is too high to pursue.
RUNX1-RUNX1T1 transcript levels> 0.05% after second consolidation chemotherapy can effectively predict relapse ROC analysis showed that a cutoff level of 0.05% in RUNX1/RUNX1T1 transcripts level after two courses of consolidation chemotherapy significantly predicted an event (P = 0.030, the area under curve 0.660, sensitivity 88.9%, specificity 56.1%). A level significantly predicting an event could not be determined by ROC analysis after inducement chemotherapy and one course of consolidation chemotherapy. The survival of patients who received chemotherapy-based consolidation between the high-risk and low-risk groups was retrospectively analyzed. Patients with RUNX1-RUNX1T1 transcripts ≤0.05% after the second consolidation had a significantly better 5-year RFS rate than those with> 0.05% (86.5% [95% CI, 86-99.8%]) vs. 61.9% [95% CI, 51.96-80.41%]; P = 0.000, Fig. 2a).

Relapse-free survival
Allogeneic hematopoietic stem cell transplantation can improve RFS in the high-risk group As shown in Fig. 2a Fig. 2c).

Outcomes of high-risk patients with c-KIT mutations
Among patients in high-risk group, twenty-one had c-KIT mutations detected at diagnosis. Twelve of the 21 patients were included in the chemotherapy group and the remaining nine were in the HSCT group. For highrisk patients with c-KIT mutations, HSCT had a potential to improve 5-year RFS rate (82.9% [95% CI, 59.3-84.8%]) vs. 75% [95% CI, 49.3-85.6%]; P = 0.400).

Outcomes of high-risk patients with EI
Among the high-risk chemotherapy group, seven patients had EI at diagnosis, including three orbital, one intracranial, one mandibular mass, one spine and one with orbital and lumbar spine infiltration, and six of these patients relapsed. One extramedullary relapsed first and the bone marrow relapsed 2 months later. In the high-risk HSCT group, five patients had EI at diagnosis, including two orbital, one scalp mass, one lumbar spine, and one with multiple vertebrae infiltration, and all of these patients were at remission after HSCT. RFS was significantly better in high-risk HSCT patients with EI (n = 7) than in high-risk chemotherapy patients with EI (n = 5, P = 0.006).

Relapse
This study analyzed 125 patients, 17 of them relapsed, five relapses occurred in the low-risk group, twelve relapses occurred in the high-risk group. Notably, nine patients relapsed in high-risk chemotherapy group, six of them had EI at onset. Multivariate analysis of relapse-related factors in high-risk group showed that with EI at onset (HR 4.750, 95% CI: 1.537-14.678; P = 0.007) and non-HSCT (HR 0.238, 95% CI: 0.064-0.883; P = 0.032) were the independent risk factors for poor RFS ( Table 2). The average recurrence time in the high-risk group was 16.6 ± 7.34 months, and in the low-risk group was 28.86 ± 18.8 months. The recurrence time in the low-risk group was significantly latter than in the high-risk group (P = 0.011). 50% of relapses occurred after 3 years of treatment in low-risk group, while all the relapses occurred within 3 years of treatment in high-risk group.

OS
The 5-year OS rate of overall patients was 86%. For the high-risk group, eleven patients died, four patients were in high-risk HSCT group, three patients died of relapse and one patient died of bronchiolitis obliterans syndrome. For the high-risk chemo group, a total of seven patients died of relapse. The 5-year OS rate in high-risk HSCT group had a trend to be better than that in highrisk chemotherapy group (82.8% [95% CI, 78.6-101.7%]) vs. 71.4% [95% CI, 62.09-87.6%]; P = 0.26, Fig. 2d). For the low-risk group, four patients died of relapse and the 5-year OS rate was 93.3%.

Discussion
Patients with t(8;21) (q22; q22) or RUNX1-RUNX1T1 rearrangement were classified as a low-risk and accounted for 10-15% of pediatric AML [1]. However, relapse is currently the main factor affecting the survival of pediatric t(8;21) AML patients, which is a problem that needs addressing. Many studies have demonstrated that MRD monitoring using RQ-PCR can effectively identify patients with higher risk of relapse [6,10,11], however, the most powerful timing and checkpoints for MRD monitoring were unclear. John A. et al. demonstrated that after course 3, the 2 most prognostic factors for relapse risk were 4 log reduction in BM and BM copy number > 500 [7]. ZHU et al. believed that MRD status after second consolidation may be the best timing [12]. ROC analysis in the current study showed that RUNX1/ RUNX1T1 transcripts level > 0.05% after two courses of consolidation chemotherapy significantly predicted an event, which was used as a dividing line between the low-and high-risk group, the high-risk patients had a high CIR compared to low-risk patients.
The antileukemic effect of HSCT has been established in multiple studies [13,14]. However, due to the high rates of HSCT-related mortality and morbidity, HSCT is recommended for pediatric patients with high-risk AML. Therefore, this study is the first to explore the effect of HSCT for pediatric t (8; 21) patients. Based on MRDguided risk stratification treatment, we demonstrated that allo-HSCT could significantly improve the RFS for high-risk t(8;21) AML. Meanwhile, high-risk HSCT patients has similar outcomes as low-risk patients, which means HSCT can negate the adverse effect of high transcripts number. In this study, 50% of low risk relapse patients relapsed after 3 years of treatment, while all highrisk groups relapsed within 3 years of treatment. We believe that relapse was more related to the fact that chemotherapy resistance and MRD uncleared completely for high-risk patients. This is may be the main reason for HSCT, which thoroughly cleared the residual leukemia and effectively reduced the recurrence rate for high-risk patients. For patients in low-risk group, relapse is more related to mechanisms such as clonal evolution [15], some trials have confirmed that those who had different cytogenetics at relapse had significantly improved survival after transplantation [16]. In this study, two patients of the low-risk group relapsed after 3 years of treatment and t(8; 21) disappeared after relapse. They received allo-HSCT as their salvage treatment after relapse and are currently at continuous remission.
Regarding OS, allo-HSCT had a trend to improve the OS for high-risk patients (82.8% vs. 71.4%; P = 0.26). This is consistent with the result of a previous study [17]. Whether the positive effect of HSCT in CR1 can be replaced by salvage-transplant after relapse was considered. Many clinical trials have confirmed that although some patients who have relapsed can survive through salvage therapy, the OS% is unsatisfactory and significantly lower than that of CR1 patients [18,19]. Meanwhile, MRD levels before transplantation can predict the recurrence rate after transplantation [20,21]. Therefore, HSCT is still necessary for some high-risk patients in CR1 to improve prognosis, keeping balance between the The prognostic significance of c-KIT mutations in pediatric t(8;21) AML is controversial. Some researchers believed that c-KIT mutations has no significance for pediatric AML, which point is different from adults [22,23]. Some studies demonstrated that c-KIT mutation was a risk factor for pediatric t(8;21) AML, and c-KIT mutation was used as an indicator for transplantation [24,25]. In this study, HSCT had a potential to improve the prognosis of high-risk patients with c-KIT mutation. However, the limited sample and part of patients were received TKIs, which may have affected the results.
Seven patients had EI at diagnosis in high-risk chemotherapy group, six of them relapsed. Multivariate analysis showed that EI was an independent risk factor for highrisk patients. In the high-risk HSCT group, five patients with EI at diagnosis experienced no recurrence after allo-HSCT, therefore, allo-HSCT may improve the prognosis of patients with EI. Studies regarding the significance of EI on pediatric AML are few and conflicting, even for t(8;21) AML which is the most closely related to EI. The Catholic University of Korea analyzed the characteristics and outcomes of 40 patients who were diagnosed with and treated for RUNX1-RUNX1T1 (+) AML. They demonstrated that the presence of myeloid sarcoma type EI at diagnosis may predict the risk of relapse [26], which is consistent with our results. However, studies on the effect of allo-HSCT on pediatric t(8; 21) with EI are not available.
There are some limitations in this study. Firstly, this was a nonrandomization controlled trial which was a source of bias. However, recruiting large-scale numbers of patients for randomized trials is difficult and unrealistic for pediatric t(8;21) AML with 10% incidence, and there are no such studies currently in progress. Secondly, part of patients were received with TKIs which may affect the results of this study to some extent. Thirdly, the limited samples in each group was also a limitation of the study.

Conclusion
We suggested that allo-HSCT may improve the prognosis of high-risk pediatric t(8;21) AML based on MRDguided treatment. Patients with c-KIT mutation may benefit from allo-HSCT. Patients with EI at onset needed to monitor the condition of residual bone marrow leukemia and extramedullary lesions closely as these patients have higher recurrence rates and allo-HSCT may improve their prognosis.